Everyone has the following fundamental freedoms:
a) freedom of conscience and religion;
b) freedom of thought, belief, opinion and expression, including freedom of the press and other media of communication;
c) freedom of peaceful assembly; and
d) freedom of association.
Interests:Biblical interpretations, doctrine, and argubating (a term coined by linguist Greg Cooper of the kjv_wannabe blog); conspiracy theories; literature (particularly mysteries), and history in general.
"Let a man so account of us as of the ministers of Christ, and the dispensers of the mysteries of God." -1 Corinthians 4:1, Douay-Rheims Bible
In the comments section of my last note, Jon Harder asked for a Biblical defense of the idea that the Lord's Supper is a sacrament that can only be administered by a priest. Cormack McKinney, on the other hand, admitted that the "Christian passover" can only be administered by someone ordained to do so (this is almost tautologous), but argued that "one can be ordained by the Lord" "who for whatever reason has not yet been officially ordained by a previously ordained figure", submitting a woman of his acquaintance whose life, he feels, validates his belief that she has a direct commission from God. The facts I have just recounted, I believe, bear powerful testimony to the flimsiness of Evangelical theology, or, better, of its dearth of ecclesiology. When one deals with an heir of the Magisterial Reformation, of Heidelberg and Dordt, one must correct a faulty ecclesiology; when one deals with an heir of the Radical Reformation (or, more accurately, of Providence and Azusa Street), one has to start by explaining what ecclesiology actually is, and the fact that these two very intelligent gentlemen appear to be ignorant on this topic shows, I believe, how impotent Evangelicalism is when dealing with a topic like apostolic succession. Further proof of this may be found in the widespread attraction to the house church movement in reaction to the varied noterieties of administrative injustice and incompetence in Evangelical churches (which in turn I largely attribute to a congregational form of church government). One can only witness so many church splits before storming off in frustration- the question is, in which direction. In any event, Lutherans and Presbyterians (those who take the historic confessions of their faith seriously, at any rate) have no problem affirming that the sacraments can only be dispensed by one with an objective ordination, and this is because I believe that their theology reflects more historical consciousness and systematic robustness than Evangelicalism. I shall attempt in this note to show why they would agree with Catholicism on this point, and a fortiori demonstrate that the direction Evangelicals should be storming off towards is on the road to Rome.
I shall begin my response to Mr. Harder's question by pointing out one of the cardinal problems of the Protestant standard of sola scriptura. The New Testament never claims to be an encapsulation of the whole Apostolic counsel; it is a collection of occasional documents, that is, letters written in reaction to certain events or situations, and dealing directly with them. It is significant that most of these letters were written by Apostles to churches that they either founded or had some previous involvement with. A great deal of prelude to these letters are not recorded in the Scriptures; even the Book of Acts usually takes an overheard view of the various church establishment projects. In other words, all of the initial evangelism, catechesis, and instruction that the early Christians were given before these letters were written to them, besides those snippets which are alluded to (usually in passing), are not in the Bible. 1 Corinthians 11 is the only chapter in the New Testament that directly deals with the Eucharist, and this discussion was occasioned by a need for correction regarding its observance; it is not even really an explanation of what the Lord's Supper is, much less a thorough statement of Pauline sacramentology. The chapter begins with Paul commending the Corinthians for what the New International Version calls in its heading "propriety in worship": "I praise you for remembering me in everything and for holding to the teachings,[a] just as I passed them on to you." The footnote "[a]" offers "traditions" as an alternative translation to "teachings". Right before dealing with this topic, Paul lays down instruction regarding female adornment, a discourse which he ends with this admonition: "If anyone wants to be contentious about this, we have no other practice—nor do the churches of God" (verse 16, NIV). Although he gives theological rationale for his rules ("Christian feminists" would do well to note that he appeals to nature and creation rather than to cultural norms), he ultimately pre-empts contention- and if ever you wanted a contentious issue, this is it- by appealing to, not secular, but Apostolic custom, to that which was observed ubiquitously in the early church. 1 Corinthians often refers to what Paul directed to take place in "all the churches". What Apostolic customs, universally observed among the orthodox, didn't happen to be mentioned in the Bible? And why should we assume the New Testament mentions them all? He goes on to allude to when "I passed on to you" the Eucharistic celebration (verse 23, NIV), and ends the chapter with the terse assurance that "when I come I will give further directions" (verse 34, NIV). Understand, then, that we should not expect to find a full account of how the early church celebrated communion in the New Testament, something that should give every Protestant serious pause, but I do believe that the position that only a legitimately ordained minister could administer it is a reasonable inference from the evidence the Scriptures provide us.
At the end of all four Gospels (I assume here that the long ending to Mark is part of the original text) contain some account of Christ commissioning the Apostles. John 20:21-23 features this famous account: " Again Jesus said, 'Peace be with you! As the Father has sent me, I am sending you.' And with that he breathed on them and said, 'Receive the Holy Spirit. If you forgive anyone his sins, they are forgiven; if you do not forgive them, they are not forgiven.'" (NIV) Catholics have traditionally seen in this a reference to the Sacrament of Reconciliation, while Protestants, cross-referencing with Luke 24:26-48, have interpreted this as being a declaratory power contained the proclamation of the Gospel and the administration of baptism (mentioned in Matthew 28 and Mark 16). The question, then, is what is involved in the preaching of the Gospel, a subject which far exceeds the scope of this note. Suffice it for now to point to John 6:51-54: "'I am the living bread that came down from heaven. If anyone eats of this bread, he will live forever. This bread is my flesh, which I will give for the life of the world.' Then the Jews began to argue sharply among themselves, 'How can this man give us his flesh to eat?' Jesus said to them, 'I tell you the truth, unless you eat the flesh of the Son of Man and drink his blood, you have no life in you. Whoever eats my flesh and drinks my blood has eternal life, and I will raise him up at the last day'" (NIV). A discussion of transubstantiation would be too much of a diversion from the purpose of this note, but if the Catholic interpretation that this is a reference to the Mass is correct, the Apostles are the only ones who could have administered it because only they were commissioned with dispensing the means of grace whereby a person could be declared forgiven. Again, it should already be clear that the topic of ecclesiology is not one that can be dealt with in a theological vacuum; nevertheless, we press steadily onwards.
We see that Christ granted the Holy Spirit to His Apostles in a special way in John 20, and this began to exhibit itself dramatically on Pentecost, and continuing throughout the events recorded in the Acts of the Apostles (also dubbed the Acts of the Holy Spirit). Acts 8 recounts a fascinating story in which the evangelist (not the Apostle) Philip visits a city in Samaria, preaches the Gospel, baptizes, and performs miracles, including exorcisms. Yet "[w]hen the apostles in Jerusalem heard that Samaria had accepted the word of God, they sent Peter and John to them. When they arrived, they prayed for them that they might receive the Holy Spirit, because the Holy Spirit had not yet come upon any of them; they had simply been baptized into the name of the Lord Jesus. Then Peter and John placed their hands on them, and they received the Holy Spirit" (verses 14-17, NIV). Philip was clearly a very godly man with a zeal for the Gospel and the ability to do some remarkable things for God, yet there was a certain, specific ability which he did not possess, one which seems to be by its very nature an Apostolic quality. We then find that the nominally converted sorcerer Simon (whom church history informs us was the father of Christian Gnosticism) "saw that the Spirit was given at the laying on of the apostles' hands, he offered them money and said, 'Give me also this ability so that everyone on whom I lay my hands may receive the Holy Spirit.' Peter answered: 'May your money perish with you, because you thought you could buy the gift of God with money!'" (verses 18-20, NIV) Notice that "the gift of God", in this case, is NOT the Holy Spirit. Simon was not offering to buy an ecstatic experience, but rather the "power and authority" (verse 19, Amplified Bible) to grant the Holy Spirit to believers through the imposition of hands. In other words, he was trying to purchase Apostolicity, a fact acknowledged in the definition of the word "simony": "The medieval practice of buying and selling church positions and titles (priest, bishop, ect…)". File the fact that "the gift of God" often refers to the Apostolic authority away for now.
Now consider the story of the Apostle Paul, who received a direct commission from Jesus Christ, who told him in a vision that "I have appeared to you for this purpose, to appoint you as a servant and witness to the things in which you have seen me and to those in which I will appear to you, delivering you from your people and from the Gentiles— to whom I am sending you to open their eyes, so that they may turn from darkness to light and from the power of Satan to God, that they may receive forgiveness of sins and a place among those who are sanctified by faith in me" (Acts 26:16-18, ESV). I reiterate: Paul was told personally by Jesus Christ that he was sent to preach to the Gentiles. Yet upon his conversion he began preaching and debating with Jews, which he did until Peter was persuaded to open up the Gospel to the Gentiles after his encouter with Cornelius and until Peter's escape from prison, after which "Barnabas and Saul returned from Jerusalem when they had completed their service" (Acts 12:25, ESV), after which we read that "there were in the church at Antioch prophets and teachers...While they were worshiping the Lord and fasting,the Holy Spirit said, 'Set apart for me Barnabas and Saul for the work to which I have called them.' Then after fasting and praying they laid their hands on them and sent them off" (Acts 13:1-3, ESV). Whether the Holy Spirit used an articulate disembodied voice or simply spoke through the unanimous consent of those present is not made specified, but it is clear that Paul's calling was not pursued until he had the blessing and commission of the visible Apostolic college. Galatians 2, which contains the famous Pauline rebuke to Peter which Protestants unfailingly cite to discredit Papal infallibility (even though it totally doesn't) describes how after prosyletizing the Gentiles for several years Paul returned to Jerusalem "because God revealed to me that I should go" (verse 2, NLT) "and set before them the gospel that I preach among the Gentiles. But I did this privately to those who seemed to be leaders, for fear that I was running or had run my race in vain" (verse 2, NIV). The expression "running or had run my race in vain" is a fascinating one, and commentators and translators alike appear conflicted on its precise meaning. The Amplified Bible translates the excerpt in question thusly: "However, [I presented the matter] privately before those of repute, [for I wanted to make certain, by thus at first confining my communication to this private conference] that I was not running or had not run in vain [guarding against being discredited either in what I was planning to do or had already done]." Eugene Peterson's The Message paraphrase renders it similarly; Paul is discreet so that his "concern would not become a controversial public issue, marred by ethnic tensions, exposing my years of work to denigration and endangering my present ministry". J.B. Phillips, on the other hand, has Paul wanting "to make sure that what I had done and proposed doing was acceptable to" "the church leaders". He goes on to intimate that there would have been no controversy except that "psuedo-Christians" (verse 4, J.B. Phillips' Translation) were advocating Judaistic legalism, and their heresy needed to be dealt with. Whether Paul's concern over "running in vain" was the approval of the body at large or the Apostolic college specifically, the point is that the legitimacy of his message was established for the church by the approval of the Apostles. "But from those who were of high reputation (what they were makes no difference to me; God shows no partiality*)--well, those who were of reputation contributed nothing to me. But on the contrary, seeing that I had been entrusted with the gospel to the uncircumcised, just as Peter had been to the circumcised (for He who effectually worked for Peter in his apostleship to the circumcised effectually worked for me also to the Gentiles), and recognizing the grace that had been given to me, James and Cephas and John, who were reputed to be pillars, gave to me and Barnabas the right hand of fellowship, so that we might go to the Gentiles and they to the circumcised" (verses 6-9, NASB). Paul, despite knowing that his Gospel was from God and knowing he had an immediate commission from God, still sought unity with and the approbation of the Apostolic college, through which the Holy Spirit spoke (Acts 15:28); in fact, as he indicates, it was the Holy Spirit Himself that compelled him to come to Jerusalem to seek the Apostles' fellowship. No matter how righteous Paul was or how many people he led to the Lord, that wasn't what settled the issue; the judgment of the church leaders was. Notice that Paul states that the Apostles recognized "the grace that had been given to me". The Greek word translated "grace", charis, is closely linked to the word charisma, usually translated "gift"; indeed, the New Living Translation of Gal 2:9 says that the Apostles "recognized the gift God had given me".
"Paul and Barnabas appointed elders for them in each church and, with prayer and fasting, committed them to the Lord, in whom they had put their trust." (Acts 14:23, NIV) These elders were involved in the Jerusalem Council, and Paul and Timothy "delivered the decisions reached by the apostles and elders in Jerusalem for the people to obey. So the churches were strengthened in the faith and grew daily in numbers" (Acts 16:4-5, NIV). The Greek word translated "elders" is presbuteros; the English word "priest" is derived from this root, thus the word "elder" could legitimately be replaced with "priest" in these passages. Paul's beautiful farewell address to the Ephesian elders should here be consulted, and at one point he urges them: "Take heed therefore unto yourselves, and to all the flock, over the which the Holy Ghost hath made you overseers, to feed the church of God, which he hath purchased with his own blood" (verse 28, KJV; the Young Literal Translation also has "feed"). In Catholic and Lutheran/Reformed theology, God feeds His Church with Word and Sacrament; hence the offices of preaching and the administration of the Lord's Supper and baptism are committed to the pastor (shepherd). In 1 Timothy 4:13-14, Paul writes to his young successor: "Until I arrive, be sure to keep on reading the Scriptures in worship, and don't stop preaching and teaching. Use the gift you were given when the prophets spoke and the group of church leaders [b] blessed you by placing their hands on you." So reads the CEV; the footnote tells us: "Or 'group of elders' or 'group of presbyters' or 'group of priests.' This translates one Greek word, and it is related to the one used in 5.17,19." The NASB adds an interesting nuance: "Do not neglect the spiritual gift within you, which was bestowed on you through prophetic utterance with the laying on of hands by the presbytery." Yet it translates 2 Timothy 1:6 thusly: "For this reason I remind you to kindle afresh the gift of God which is in you through the laying on of my hands." In the first verse, the gift is given through prophecy when hands were imposed; in the second verse, the gift is given through the imposition of hands. Paul does not really distinguish immediate from mediate mission; a prophetic call from God and a visible ordination are functionally identical. Now what is the gift which Paul passed on to Timothy? Paul told his other famous protege, Titus: "The reason I left you in Crete was that you might straighten out what was left unfinished and appoint [footnote: "or ordain"] elders in every town, as I directed you. An elder must be blameless, the husband of but one wife, a man whose children believe and are not open to the charge of being wild and disobedient. Since an overseer is entrusted with God's work, he must be blameless—not overbearing, not quick-tempered, not given to drunkenness, not violent, not pursuing dishonest gain" (Titus 1:5-7). 1 Timothy 5 also contains directions regarding who is eligible to be an elder, and Paul at one point warns Timothy: "Do not be hasty in the laying on of hands, and do not share in the sins of others. Keep yourself pure" (verse 22, NIV)- imposition of hands continues to be the means of ordination. Paul is passing on the "power and authority" that Simon Magus sought with money- in other words, we have apostolic succession, and there is no suggestion anywhere that the situation is going to change and someone can obtain authority over the church without going through the established institutional routine.
One last thing regarding the Lord's Supper. 1 Corinthians 5 opens with Paul lambasting the church for tolerating a fornicator in its communion. "I indeed, as absent in body but present in spirit, have already judged (as though I were present) him who has so done this deed. In the name of our Lord Jesus Christ, when you are gathered together, along with my spirit, with the power of our Lord Jesus Christ, deliver such a one to Satan for the destruction of the flesh, that his spirit may be saved in the day of the Lord Jesus" (verses 3-5, NKJV). He is referring here to excommunication, that is, exclusion from the Eucharist, as is made clear by his reference to "when you are gathered together" and made doubly clear the allusions to bread and to the Passover in the following verses. Now notice that, even from a distance, Paul exercises apostolic authority by controlling who can and can't partake of communion. This would seem to be indicate that there was, firstly, an organizational structure to the celebration of the Supper, secondly, one which the Apostle was in charge of, and thirdly, that partaking of the Eucharist determined whether or not one was in communion with Christ (notice that excommunication is paramount to "deliver[ing] such a one to Satan"). Acts 2:42 states that the disciples "continued steadfastly in the apostles’ doctrine and fellowship, in the breaking of bread, and in prayers" (NKJV); the word translated "fellowship" here is koinonia, the same word used when Paul writes that "The cup of blessing which we bless, is it not the communion (koinonia) of the blood of Christ? The bread which we break, is it not the communion (koinonia) of the body of Christ?" (1 Cor 10:16, NKJV) The "breaking of bread" is linked with the APOSTLE's "fellowship"; in other words, the Lord's Supper was, in a sense, the property, or the deposit, of the Apostles; it was uniquely theirs, and when they established a church, which congregated around the Eucharist, those congregations were entrusted to elders, or priests, who had been visibly ordained by legitimate authorities. Thus it is only natural, logical, and consistent to assume that the priests presided over the Eucharist, and that without this authority inherited from the Apostles there could be no Lord's Supper, and thus no church.
Does that...sort of make sense? Let me know.
*Lest anyone should interpret this as being a denial of Apostolic authority or of Papal primacy on Paul's part, consider the Reformed Baptist commentator John Gill: "But of these, who seemed to be somewhat,.... Not the false brethren, but the Apostles James, Cephas, and John, who were Mybwvx, "men of great esteem": high in the opinion of all good men; not that they were looked upon to be more than human, as Simon Magus gave out that he was "some great one", and his followers thought him to be "the great power of God"; for such an extravagant conceit of these men was never entertained; nor were they thought to be something when they were nothing, for they really were somewhat; they were ministers of Christ, and stewards of the mysteries of grace; they were the Lord's ambassadors, and the apostles of the Lamb. However, says the apostle, whatsoever they were; pote, "formerly", some time ago, which our version does not so fully express, it maketh no matter to me, God accepteth no man's person. This is said, not by way of slight or contempt, but in vindication of himself, whom the false teachers endeavoured to lessen, by giving high encomiums of the apostles at Jerusalem. It looks as if they had upbraided the apostle with being a persecutor of the church before his conversion, when nothing of such a nature could be laid to the charge of these men, and therefore he was not to be set upon a level with them: to which he may be thought to reply in such manner as this, that as for himself, it is true, he had been an injurious person to the saints; and he was ready to own it, for his own humiliation, and to illustrate the grace of God in his conversion; and as these excellent men, what they were before their conversion, it was no concern of his; though, perhaps, was he disposed to inquire into their characters then, some blemishes might be found therein, as well as in his; but it is not what he and they had been, but what they now were: he could have observed, that they were persons formerly of a very low figure in life, of mean occupations, fishermen by employment, and very illiterate persons, when he was bred a scholar at the feet of Gamaliel; but he chose not to make such observations, he knew that God was no respecter of persons, nor was he influenced by any such external circumstances, but chose whom he pleased to such an high office; and that he, who of fishermen made them apostles, of a persecutor had made him one also. Or these false teachers perhaps had objected to him, that these valuable men had been with Christ from the beginning, were eyewitnesses of his majesty, heard the doctrines of the Gospel from his lips, and saw his miracles, had had a similar conversation with him, when he was a preacher of much later date, and could not pretend to such advantages, and therefore ought not to be equalled to them: his answer is, that whatever privileges of this kind they had enjoyed, as could not be denied but they were considerable, yet this mattered not, nor did it make any great difference between him and them; he had seen Christ too, though as one born out of due time; had received an immediate commission from him to preach his Gospel, and was appointed an apostle by him as they were, without any respect of persons: and whereas it might have been urged, that these men had entertained different sentiments from him formerly, concerning the observance of the law, he signifies he had nothing to do with that, to their own master they stood, to whom they must give an account, who, without respect of persons, will render to every man according to his works: and, adds he, for they who seemed to be somewhat in conference added nothing to me; whatever opinions they formerly gave into, in their conversation with him, when he communicated the Gospel he preached to them, they found no fault with it; they did not go about to correct it; nor did they make any addition to it; the scheme of truths he laid before them, which had been the subject of his ministry, was so complete and perfect, containing the whole counsel of God, that they had nothing to add unto it; which shows the agreement between them, that he did not receive his Gospel from them, the perfection of his ministry, and that he was not a whit behind them in knowledge and gifts."
Thematical, Linguistic, and Theological Similarities Between the Interpretation of the Book of Habakkuk in the Dead Sea Scrolls and the New Testament
by Brett Fawcett
Dr. William Anderson
REL 338, Dead Sea Scrolls
Near the beginning of the sixteenth century, an Augustinian monk named Martin Luther embarked on a series of extensive research into the Scriptural books of Psalms, Romans, and Galatians with the intention of lecturing on them to his students at the University of Wittenberg. His most noteworthy biographer of the twentieth century, Roland Bainton, says of this undertaking that "[t]hese studies proved to be for Luther the Damascus road."1 Romanticized and mythologized as Protestant historians may have made this event, a strong case can be made that, theologically, the Reformation truly began when Martin Luther's eyes lighted upon the words of Romans 1:17, which consists of a quotation from Habakkuk 2:4. Bainton quotes Luther's famous description of his "conversion": "Night and day I pondered until I saw the connection between the justice of God and the statement that 'the just shall live by his faith.' Then I grasped that the justice of God is that righteousness by which through grace and sheer mercy God justifies us through faith. Thereupon I felt myself to be reborn and to have gone through open doors into paradise."2 Bainton calls this Luther's "evangelical experience"; it has also been referred to as his "Tower Experience"3 and, perhaps more pertinently, "the Reformation breakthrough"4. From this moment onwards the doctrinal course of the Protestant Reformation was irreparably fixed, and the doctrine of justification by faith alone through God's grace alone found its most passionate expositor.
In his German commentary on Habakkuk, Luther expressed irritation that the stones in this little book had gone almost completely unturned by Biblical scholarship throughout all of church history. "I resolved to expound this prophet Habakkuk so that he, too, may finally come to light and that his contents may be learned, and that we may note what the Holy Spirit says and teaches us through him. For I believe that he has not seen the light of day since the time of the apostles."5 Contrast this with Mason's observation: "In 1977 the German scholar P. Jocken published a detailed and comprehensive history of investigation of the book of Habakkuk. Towards the end of this he wrote, with perhaps just a hint of justifiable pride, that he had surveyed over 150 years of scholarly study of the book, and mentioned the work of more than 300 scholars. If he were now to issue a revised edition he would have to take note of many more articles, books and commentaries, with little sign of the flood drying to a trickle."6 This is without question due in large part to the significance of the fourth verse of the second chapter to the theology of the Reformation, and Luther would doubtless allow himself an indulgent smile if he could see how throughly his actions had lifted the book from obscurity. Yet Price notes that, not only is Habakkuk 2:4 "one of the foundation stones on which Martin Luther built his anti-papal doctrines of the Reformation, and changed the course of church history", "[t]here is no single text in the Old Testament that plays a larger role in the doctrinal discussions of the New Testament than this little sentence from the prophecy of the prophet Habakkuk...Its modern interpretation reflects the utilitarian character of our day, and the method by which its teachings may be entirely fulfilled in everyday living."7 Furthermore, in the wake of the discovery of the Dead Sea Scrolls, we have access to resources regarding Habakkuk that Luther couldn't have dreamed of. Haak opens his commentary on Habakkuk thusly: "Text critical studies of the Hebrew Bible took on a new vigor and direction with the discovery and publication of the Dead Sea Scrolls. The significance of these documents for textual criticism of the Hebrew Bible is difficult to overestimate. Among the earliest discoveries from the caves of Qumran was the pesher on the book of Habakkuk (1QpHab)."8
1QpHab presents the researcher with a bevy of temptations. One possible route to take in studying this fascinating document is the investigation of the clues it yields regarding the identities of the nebulous figures recurrent in Essene theology, the “Wicked Priests”.9 Another promising subject- one that shall be touched upon out of necessity- is how 1qpHab has affected scholarly understanding of the book of Habakkuk itself (although this essay will focus primarily on its interpretation in Qumran and the New Testament). Pfeiffer remarks with a note of diffidence, “From the standpoint of Biblical interpretation the Habakkuk Commentary has no value. It will not throw light on any Biblical passage.”10 This is certainly too strong, as will be touched on later.11 In the meantime, consider Haak: “The significance of 1QpHab lies in the fact that it witnesses a Hebrew text of Habakkuk that is nearly a millennium older than other extant texts of the book. After an initial period of controversy, most scholars date 1QpHab, on paleographic grounds, to the second half of the first century B.C.E., although its time of composition may be somewhat earlier.”12 We are therefore cognizant of a wealth of textual information hitherto regarding the book hitherto unknown, although Haak cautions, “The fact that 1QpHab itself is not an autograph means that its readings are subject to the same errors that are common in the transmission of all documents of this type. It should be stressed that the fact that 1QpHab is the oldest witness to the Hebrew text does not mean that its readings are always preferable to those of the Masoretic Text (MT) or even the readings reflected in the ancient Versions.”13 This is and of itself presents yet another interesting diversion which this essay will avoid pursuing.14
It is not difficult to see the appeal of Habakkuk to the Qumran sect. “In view of the central Qumran preoccupation with [the “End of Days”], it is easy to understand why one of the works chosen for exposition by the quasi-messianic exegete at Qumran was the Book of Habakkuk. This too does not mention the End of Days in so many words: but it describes with a wealth of detail the punishment by an alien race of the backsliders among the Hebrew people, the misdeeds of their rulers, and finally in the great theophany of the last chapter the ultimate conflict in which God would sweep away the wrong-doers and establish His rule on earth. Not only is the tenor of this last chapter in the most complete conformity with the accepted picture of the End of Days, but the work pointed or seemed to point specifically to the persecutions and tribulations of the Qumran sect.”15
Yet the book also has much to resonate with the New Testament community. "Habakkuk's stance in the interim between Yahweh's ancient victories and his coming intervention, between vision and fulfillment, is strikingly similar to that of the Christian. The Christian lives after God's victory over evil in Jesus' death and resurrection but prior to his final victory at Jesus' second coming and the general resurrection. Thus it is no accident that Hab. 2:4 has become a key text in describing the Christian's eschatological lifestyle.”16 Dodd argues convincingly that this verse was part of “a collection of 'messianic proof-texts' compiled at a very early date”, which he calls testimonial.17 Thus if Dodd is correct (and most commentators seem to feel he is on this point), even before the New Testament was written the early Christians were interpreting Habakkuk in light of the Apostolic proclamation. We return to Pfieffer's statement that “we cannot expect the commentaries to throw any light on the meaning of the Old Testament writings themselves. They help us to understand the attitudes of pre-Christian sectarian Judaism, and for this reason they are valuable to the historian and the Biblical scholar who is interested in the background of the New Testament. Principles of interpretation exhibited in the Qumran Commentaries may be compared to the use of Old Testament Scripture in the New Testament.”18
Because of the extensiveness and length of the Qumran commentary, we shall not delve in depth into its contents and shall refer to them only as they relate to the interpretation of Habakkuk in the New Testament. We should, however, consider just how exactly the Essenes interpreted the Scriptures. Sanders does justice to the pesharim: “The Qumran expositor of Habakkuk firmly believed that Habakkuk spoke to Qumran's day and time, to the situation and to the crisis which the Qumran sect believed marked the beginning of the divine eschaton. He was a modernizer in the ageless sense of the term. He sought the meaning of Scripture and the word of God for his time. What the Qumran commentator was doing was normal...He brought Habakkuk to his people in their time and in terms which they undoubtedly understood clearly.”19 There is an undeniable similarity to the way in which the New Testament uses the Old.20 We shall look firstly at the use of Hab. 1:5 in Acts 13:41, where it is the conclusion to a sermon by Paul in Antioch.21 Fitzmyer observes that the sermon “differs from the recital in Stephen's speech (7:2-47) in being positive in its expose', and not a negative buildup for an indictment”, and instead “Paul emphasizes God's guidance” and “divine providence”22. Interestingly, this is conceptually similar to themes in Habakkuk regarding the sovereignty of God and His loyalty to Israel (particularly the psalm in chapter 3). Fitzmyer writes that the sermon has “the concluding exhortation: Through Christ come forgiveness of sins and justification, a message not to be spurned. This is the climax of Paul's address to the people in the synagogue. It is the only time in Acts, when Paul's teaching about justification by faith is mentioned, the topic that is prominent in his letters to the Galatians and Romans.”23 It is fascinating that when we have, in embryo, the doctrine of justification Paul cites Hab. 2:4 to vindicate in his epistles, we see it closely associated with a different quote from Habakkuk, thus suggesting the early Christian commentators read the whole book in the light of this dogma. Previous commentators experienced some vexation over the difference between Acts' and the LXX's rendering of the Hebrew baggoyim in this verse as the Greek hoi kataphronetai, "scoffers." This was previously ascribed to sloppiness on the part of the Septuagint translators24, but the “Qumran Hebrew text of Habakkuk reads instead of baggoyim, 'among the nations,' the word habbogedim, "scoffers" (1QpHab 2:1-2), the very term that the LXX and Luke presuppose”25.
As far as the content of Hab. 1:5 goes, “[t]he words as used by Habakkuk referred to the imminent Chaldean invasion. Paul uses them in an eschatological sense, of the judgment about to fall.”26 In other words, should the Jews reject the preaching of the justification of Christ, God would be forced to punish them just as He had in the past.27 There is some question as to what Paul intends the “work” God is performing in the Habakkuk passage to be understood as. Barrett suggests, “Paul (Luke) refers to the work that God has done in Christ; and the unbelief of Israel, their rejection of God's work, has been foretold.”28 Given that Paul's sermon is dealing with "the continuity between Israel and the church"29, the “work” could very well refer to the entire course of salvation history beginning with the patriarchs and culminating in Paul's message. Now the Essene interpretation of this verse is revealing: “The prophetic meaning of the passage concerns those who were traitors along with the Man of Lies, for they [did] not [believe the words of] the Teacher of Righteousness (which came) from the mouth of God. It also concerns those who were trait[ors to the] New [Covenant], f[or] they were not faithful to the covenant of God, [but profaned] His [h]oly na[me].”30 The fact that the Essenes saw this as the catalyst for the end of the world should be noted when we consider what judgment Paul was threatening Israel with should they reject the Messiah. Some suggest it was the destruction of Jerusalem31, but Meyer argues that “[i]n the announcement of the penal judgments to be executed by means of the Chaldeans...the apostle sees a divine threatening, the execution of which, in the Messianic sense, would ensue at the impending last judgment by the punishment befalling the unbelieving Israelites...This last Messianic judgment of God- not the ruin of the Jewish war- is here the ergon.”32Thus an eschatological, almost Essenic tinge colours Paul's sermon almost imperceptibly.
When we turn to Romans 1, we find that, “to bolster up his analysis of God's gospel and its call for a vital faith, Paul quotes Hab. 2:4...the words were uttered by the prophet to stress the value of the observance of the law as a form of fidelity to Yahweh....the [Qumran] community understood the prophet's words to promise life not only for observance of the law, but also for fidelity to the teaching and person of a Jewish leader, otherwise unknown, but referred to in Qumran writings as the Teacher of Righteousness. Paul's application of Habakkuk's words to the new form of deliverance that God is now providing through the teaching and person of a new Jewish leader thus stands within a genuine Jewish tradition of interpretation.”33 How exactly Hab. 2:4 fits into Paul's line of argumentation is a controversy that would be beyond this essay if it were twice as long as it is.34 There are certainly those who refer to Paul's "somewhat violent use of the quotation" and speak of "the Pauline distortion of Habakkuk"35; these criticisms would, presumably, apply equally well to the Qumran commentary, as well as to the Targum paraphrase of Hab. 2:4 which reads: "Behold the wicked are saying, All these things are not [to be]; but the just shall be established by their faithfulness”36. Yet Fung insightfully points out, “While Heb. 'emuna strictly means 'steadfastness' or 'fidelity' rather than 'trust' or 'faith,' the former is based on the latter...can there be any 'fidelity' on man's part, such as God can reward with the great gift of 'life,' which does not ultimately have its roots in man's attitude of 'faith' in God? Furthermore, if it is 'faith' which makes the 'just' man worthy to receive life, what is it but his faith which gives him originally the title to be called 'just'? Seen in this light, Paul's application of the Habakkuk text as though it read "he who is righteous-by-faith" does no violence to the prophet's intention: he simply strips faithfulness to its core of faith in God and in so doing expresses the abiding validity of the prophet's message.”37
In both Romans and Galatians, Paul cites Abraham as proof that justification is by faith rather than observance of the law. “It might be argued, however, that Abraham's was a special case; hence Paul cites the statement of justification by faith as a permanent principle in Hab. 2:4b”38 Bruce goes on to note: “In the Qumran literature the Hebrew text of Hab. 2:4b is applied to 'all the doers of the law in the house of Judah, whom God will save from the place of judgment because of their toil (amal) and their faith in (or 'loyalty to') the Teacher of Righteousness' (1QpHab 8:1-3). The Teacher of Righteousness was not only a spiritual leader but a figure of eschatological significance. Acceptance of his teaching, or loyally keeping to the path which he marked out for his followers, was the way to eternal life.”39 Brownlee has a fascinating discussion of whether to understand the Qumran commentary's reference to “faithfulness” as meaning “faith”, “which would give an important background for the use of the passage with reference to Christ in the New Testament.” Yet he makes this striking observation: “It is because of the nature of the faith in the Righteous Teacher that we here translate 'Teacher of Right;' for faith in hum is not due to his personal righteousness, but to the rightness of his teaching, which if followed will bring salvation...All this contrasts sharply with faith in Christ as a redemptive figure.”40 “A contrast between faith and works was impossible at Qumran, for faith itself was a meritorious work....That the idea of faith is not to be excluded from the passage is reinforced by the Targum...[which] interprets 'enunah as an affirmation of the prophetic message. The next development in the evolution of interpretation would be faith in the one who fulfils all prophecy. This last stage is represented by the New Testament.”41
We shall finally note the way the author of Hebrews uses Hab. 2:3-4. Yadin has advanced the idea that the audience of this epistle were former Essenes who had converted to Christianity; the fact that the letter deals with so many topics of interest to the Dead Sea Scrolls may bolster this suggestion. Heb 10:37-8 “is a composite of Isa 26:20 and Hab 2:3-4. The author is faithful to the wording of the LXX with some modifications, the greatest of which is structural. Where the LXX of Hab 2:3 has simply the participle erchomenos, "one who comes," Hebrews adds a definite article, ho erchomenos, "the one who comes." "The one who comes" is used of the Messiah in the NT (Matt 3:11; 11:3; 21:9; Mark 11:9; Luke 7:19; 19:38; John 1:15, 27; 11:27). It is also applied directly to Christ (Matt 24:50; Luke 12:46; 13:35; Rom 11:26; Rev 2:25; 3:3).”42
Whoever the author of Hebrews was writing to had already suffered persecution, although not bloodshed, and “the prophet was thinking of the threat from the Chaldeans. Here the thought is of the certainty of God's intervention, which was particularly significant for the coming church in a time of persecution. The assurance that the coming one would not tarry shows that any delay should be regarded as temporary.”43 The commonest interpretation of Hebrews is that it is urging Jewish converts not to fall back into the Judaism they formerly practiced, that is to say, not to lose their faith in Christ. Habakkuk's celebration of faith in the face of rampant immorality and the threat of destruction seems all too applicable, and it is worth noting that this citation is shortly followed by the famous “Hall of Faith” in Hebrews 11, where champions of the Tanakh are recounted who “living by faith” “received a good report” and brought glory to God and achieved salvation for themselves and their people. It is of interest to note an eschatological tone even here. The author of Hebrews warns his readers not to draw back from their faith “and be destroyed”. “The words and are destroyed (eis apoleian) are an interpretation of the passage just quoted, for the writer can only understand the outcome of God's displeasure in this way. Here it is contrasted with the result of faith, i.e. that writer and readers alike will keep their souls. This idea of preservation, the exact opposite of destruction, is characteristic of salvation. The same word is linked with salvation in 1 Thessalonians 5:9.”44 Mitchell similarly writes: “'Destruction,' apoleia, is an eschatological term in the NT (Matt 7:13; Acts 8:20; Rom 9:22; Phil 3:19; 1 Tim 6:9; 2 Pet 3:7; Rev 17:8, 11), which contrasts in this verse with 'the preservation of the soul.'”45 In other words, departing from faith in Christ will result in destruction at the eschaton. The thematical similarity to the Dead Sea Scrolls should already have suggested itself to the reader.
Bainton, Roland. Here I Stand: A Life of Martin Luther. Pierce and Smith, 1950.
Barrett, C.K. Acts: A Shorter Commentary. T&T Ltd., 2002.
Brownlee, William H. The Midrash Pesher of Habakkuk. Society of Biblical Literature, 1979.
Bruce, F.F. The New International Greek Testament Commentary: The Epistle to the Galatians: A Commentary on the Greek Text. Paternoster Press, 1982.
Cross, Frank Moore. The Ancient Library of Qumran and Modern Biblical Studies, Doubleday, 1958.
Fitzmyer, Joseph A. The Anchor Bible: The Acts of the Apostles: A New Translation with Introduction and Commentary. Doubleday, 1998.
Fitzmyer, Joseph A. Spiritual Exercises Based on Paul's Epistle to the Romans. Wm. B. Eerdmans Publishing, 2004.
Fung, Ronald Y. K. The Epistle to the Galatians. Wm. B. Eerdmans Publishing Co., 1988.
Guthrie, Donald. The Letter to the Hebrews: An Introduction and Commentary.Inter-Varsity Press, 1983.
Haak, Robert. Habakkuk. E.J. Brill, Leiden, the Netherlands, 1992.
Krodel, Gerhard A. Augsburg Commentary on the New Testament: Acts. Augsburg Publishing House, 1986.
Lohse, Bernhard. Martin Luther: An Introduction to His Life and Work, translated by Robert C. Schultz. Fortress Press, 1986.
Luther, Martin. Luther's Works: Lectures on the Minor Prophets II: Jonah, Habakkuk edited by Hilton C. Oswald, Concordia Publishing House, 1974.
Marshall, I. Howard. The Acts of the Apostles: An Introduction and Commentary. Inter-Varsity Press. 1980.
Meyer, Heinrich August Wilhelm. Critical and Exegetical Handbook to the Acts of the Apostles, translated from the fourth edition of the German by Paton J. Gloag, the translation revised and edited by William P. Dickson, first English edition T&T Clark, 1883, reprinted 1979 by Alpha Publications.
Mitchell, Alan C. Sacra Pagina Series, Volume 13: Hebrews by Alan C. Mitchell, Liturgical Press, 2007.
Moessner, David P. Jesus and the Heritage of Israel: Luke's Narrative Claim upon Israel's Legacy. Trinity Press International, 1999.
Perry, Edmund. “The Meaning of 'emuna in the Old Testament.” Journal of Bible and Religion, Vol. 21, No. 4 (Oct., 1953), pp. 252-256
Pfeiffer, Charles. The Dead Sea Scrolls and the Bible. Baker Books, 1969.
Price, Ira Maurice. “The Just Shall Live by Faith: Habakkuk 2:4.” The Biblical World, Vol. 35, No. 1 (Jan., 1910), pp. 39-45.
Roberts, J.J.M. Nahum, Habakkuk, and Zephaniah: A Commentary. Westminster Press, 1991.
Roth, Cecil. “The Subject Matter of Qumran Exegesis.” Vetus Testamentum, Vol. 10, Fasc. 1 (Jan., 1960), pp. 51-68.
Sanders, J.A. “Habakkuk in Qumran, Paul, and the Old Testament.” The Journal of Religion, Vol. 39, No. 4 (Oct., 1959), pp. 232-244.
Williams, Sam K. “The "Righteousness of God" in Romans.” Journal of Biblical Literature, Vol. 99, No. 2 (Jun., 1980), pp. 241-290.
Witherington, Ben. The Acts of the Apostles: A Socio-Rhetorical Commentary.Wm. B. Eerdmans Publishing Co., 1998.
1Here I Stand: A Life of Martin Luther by Roland Bainton, copyright, 1950, by Pierce and Smith, pp. 45-47.
3Among other sources, The Theological Origins of Modernity, by Michael Allen Gillespie, copyright, 2008, University of Chicago Press, pg. 125.
4Martin Luther: An Introduction to His Life and Work by Bernhard Lohse, translated by Robert C. Schultz, copyright, 1986, by Fortress Press, pp. 149-153.
5Luther's Works: Lectures on the Minor Prophets II: Jonah, Habakkuk edited by Hilton C. Oswald, copyright 1974 by Concordia Publishing House; translated from the German by Martin H. Bertram, pg. 151. An editorial footnote comments: "Perhaps Luther was not yet familiar with the most recent treatments of Habakkuk, such as Franz Lambert of Avignon, Commentarii in Micham, Naum et Abacuc, Strasbourg, 1525; W. Fabricius Capito, In Habacuc Prophetam enarrationes, Strasbourg, 1526." Yet the fact that so careful and thorough a scholar as Luther was unaware of or had somehow missed these works indicates their comparative unimportance to Reformation-era scholars and thus a deeper lack of interest concerning the contents of Habakkuk, thus confirming Luther's essential point.
6Zephaniah, Habakkuk, Joel by Rex Mason, copyright, 1994, Sheffield Academic Press, pg. 60.
7"The Just Shall Live by Faith: Habakkuk 2:4", by Ira Maurice Price, The Biblical World, University of Chicago Press, Vol. 35, No. 1 (Jan., 1910), pp. 39.
8Habakkuk by Robert D. Haak, copyright, 1992, by E.J. Brill, Leiden, the Netherlands, pg. 1.
9The definitive work on this subject, to this writer's knowledge, is without question The Two Wicked Priests in the Qumran Commentary on Habakkuk by Igor Romanovich Tantlevskij, copyright, 1995, Cracow : The Enigma Press; the reader is also referred to “The Historical Allusions of the Dead Sea Habakkuk Midrash” by William H. Brownlee, Bulletin of the American Schools of Oriental Research, No. 126 (Apr., 1952), pp. 10-20.
10The Dead Sea Scrolls and the Bible by Charles F. Pfeiffer, copyright, 1969 by Baker Books, pg. 67.
11Much has been made of the absence of the psalm consisting of Habakkuk's third chapter from the Qumran commentary; some suggest this indicates that the book was not originally a unity. Yet the third chapter is found in the text of the Minor Prophets found in Wadi Murabb'at, which Cross observes “is virtually identical with the Masoretic consonantal tradition” (The Ancient Library of Qumran and Modern Biblical Studies, copyright, 1958, Doubleday, pg. 14 n. 23). “It may not have been in the purpose of the commentator to include the psalm in his commentary, for he was expounding those chapters of Habakkuk which he could interpret in the light of the history of his sect. The commentaries frequently discuss portions of books rather than entire books” (Pfeiffer, op. cit., pg. 114).
14The reader is referred to The Midrash Pesher of Habakkuk by William H. Brownlee, copyright, 1979, Society of Biblical Literature. “Brownlee lists approximately fifty 'principal variants.' Of these he judges that about one-third are readings which are superior to the MT...Even where 1QpHab departs from the MT it may not reflect a variant in the text of its Vorlage but rather may have changed the text for sectarian purposes...The question is also complicated by the fact that at times the commentary appears to reflect a text in agreement with MT while its actual citation differs from that of the MT” (Haak, op. cit, pg. 2).
15“The Subject Matter of Qumran Exegesis” by Cecil Roth, Vetus Testamentum, Vol. 10, Fasc. 1 (Jan., 1960), pg. 59.
16Nahum, Habakkuk, and Zephaniah: A Commentary by J.J.M. Roberts, copyright 1991, Westminster/John Knox Press, pg. 85.
17According to the Scriptures: The Sub-Structure of New Testament Theology by C.H. Dodd, copyright, 1953, Nisbet & Co., Ltd., pg. 51. Dodd argues that the author of Hebrews has a different understanding of Hab. 2:4 than Paul, and thus “[i]t is much more likely that he drew upon a tradition which already recognized the passage from Habakkuk as a testimonium to the coming of Christ, and this tradition may well have been formed even before Paul wrote to the Galatians".
19“Habakkuk in Qumran, Paul, and the Old Testament” by J.A. Sanders, The Journal of Religion, Vol. 39, No. 4 (Oct., 1959), pg. 232. Compare Pfeiffer's patronizing tone: “It should be pointed out, however, that the Habakkuk Commentary from Cave 1, Qumran is not a commentary in the modern sense of the term. It is related to the ancient Jewish Midrashic literature. The interpretation (Hebrew, pesher) applies a passage of Scripture to a historical situation at the time of the composition of the commentary. This is analogous to the way in which well-meaning Bible students of a generation ago saw Hitler or Mussolini in the prophetic portions of Daniel and Revelation.” (op. cit., pg. 34). Sanders does agree with Pfeiffer that “[t]he type of exegesis found at Qumran is largely the same as is found in the New Testament. They each employ a kind of historical typology.” (op. cit.)
20The definitive work on this is the Commentary on the New Testament Use of the Old Testament, edited by D.A. Carson and G.K. Beale, copyright, 2009, Baker Academic.
21Barrett argues that “Acts 13.22-41 is a typical proem homily”, this being defined as a form where “a proem text is used of which at least one word must be shared with the Haftarah (prophetic lection) of the day. It is suggested that the proem text was 1 Sam. 13:14, which was linked with the seder (Torah lection), Deut. 4:25-46, by Acts 13.17-21. The haftarah was 2 Sam. 7:6-16” (Acts: A Shorter Commentary by C.K. Barrett, copyright, T&T Ltd., 2002, pg. 199). “Since this speech is carefully crafted to be persuasive to a Diaspora Jewish audience, it not only has the form of deliberative rhetoric but it reflects the patterns of early Jewish argumentation.” (The Acts of the Apostles: A Socio-Rhetorical Commentary by Ben Witherington, III, copyright,1998, Wm. B. Eerdmans Publishing Co., pg. 408)
22The Anchor Bible: The Acts of the Apostles: A New Translation with Introduction and Commentary, by Joseph A. Fitzmyer, S.J., copyright ,1998 by Doubleday, pp. 507-508).
24Characteristically entertaining, Martin Luther writes of this disparity: “This error could easily have arisen from just one letter in the Hebrew word. Perhaps it happened that the letter was changed by a mistake of the copiers. However, since all the books today agree, we will also read 'among the nations.'” Luther was correct that all the books of his day agreed; thus we see the significance of the Dead Sea Scrolls once again. He speculates: “Perhaps a poor translation was made by the Seventy, in whose translation there are many other errors as well, since they were yawning and paying too little attention. It is inevitable that such errors occur when a translator is not careful and fails to keep his eyes open.” Luther's Works: Lectures on the Minor Prophets II: Jonah, Habakkuk, edited by Hilton C. Oswald, copyright 1974 by Concordia Publishing House; translated by Charles D. Froehlich from Latin, pg. 110.
25Fitzmyer, op. cit., pg. 519. We must here note that Duhm in 1906 advanced the view that the Kasdim referred to in Hab. 1:6, rather than being the Chaldeans, instead refers to the armies of Alexander the Great, thus pushing the date of the book far closer to the birth of Christ than the traditional dating right before Nebuchadnezzar's conquest. “But evidence against this late dating of the prophecy in the 4th century was discovered in 1947, when the text of Habakkuk was found among the Dead Sea Scrolls along with a commentary upon it (1QpHab), exhibiting the spelling of the word as Kasdim. This is despite the fact that the unknown commentator, who was strongly influenced by his waiting for the 'last times,' uses the term Kasdim to refer to his own period and to those who are violently hellnizing the Jewish community. Today, then, biblical scholars place Habakkuk's prophetic period in the last decade of the 7th century and in the first decade of the 6th century, between 609 and 597 B.C.” (International Theological Commentary: Habakkuk and Zephaniah: Wrath and Mercy, by Maria Eszenyei Szeles (translated by George A.F. Knight), copyright, 1984, Wm. B. Eerdmans Publishing Co.; pp. 4-5). So much, then, for Pfeiffer's claim that 1QpHab “will not throw light on any Biblical passage”!
26The Acts of the Apostles: The Greek Text with Introduction and Commentary by F.F. Bruce, copyright, Wm. B. Eerdmans Publishing Company, 1952, pg. 272.
27“In its original context the prophecy referred to failure to recognize the Chaldean invasion as a divine judgment; Paul applies it to the danger of failing to recognize Jesus as the Saviour sent by God.” The Acts of the Apostles: An Introduction and Commentary by I. Howard Marshall, copyright, Inter-Varsity Press 1980, pg. 229.
28Barrett, op. cit., pg. 207. Barrett notes on the same page: “An alternative interpretation sees the Gentile mission as the work God is now performing. 1 QpHab 2.1-10 sees the passage in Habakkuk as referring to the renegades of the last days, but does not refer to Gentiles.” See also Fitzmyer, op. cit., pg. 519.
29Acts of the Apostles : A Commentary on the Acts of the Apostles by Hans Conzelmann; translated by James Limburg, A. Thomas Kraabel, and Donald H. Juel; edited by Eldon Jay Epp with Christopher R. Matthews, copyright, 1987, Fortress Press, pg. 103.
31See "Promise and Fulfillment in Hellenistic Jewish Narratives and in Luke and Acts" by William Kurz, in Jesus and the Heritage of Israel: Luke's Narrative Claim upon Israel's Legacy, edited by David P. Moessner, copyright, 1999 Trinity Press International, pp. 154-5.
32Critical and Exegetical Handbook to the Acts of the Apostles by Heinrich Meyer, T&t Clark, 1883, pg. 262.
33Spiritual Exercises Based on Paul's Epistle to the Romans, by Joseph A. Fitzmyer, copyright, 2004, Wm. B. Eerdmans Publishing, pp. 27-8.
34One of the better treatments of this issue, in the writer's estimation, is “The 'Righteousness of God' in Romans” by Sam K. Williams, Journal of Biblical Literature, Vol. 99, No. 2 (Jun., 1980), pp. 241-290.
35Forgiveness and Reconciliation: A Study in New Testament Theology by Vincent Taylor, copyright, 1941, Macmillian and Co., pg. 48, and Paul: The Theology Of The Apostle In The Light Of Jewish Religious History by Hans Joachim Schoeps, translated by Harold Knight, copyright, 1974, the Westminster Press, pg. 202, n. 3.
37The Epistle to the Galatians by Ronald Y.K. Fung, copyright 1988 by Wm. B. Eerdmans Publishing Co., pp. 144-5. He cites J.B. Lightfoot, who “thinks that in Hab. 2:4 the word has something of the 'transitional or double sense': constancy springing from reliance on Yahweh.” For more on this, see “The Meaning of 'emuna in the Old Testament” by Edmund Perry, Journal of Bible and Religion, Vol. 21, No. 4 (Oct., 1953), pp. 252-256.
38The New International Greek Testament Commentary: The Epistle to the Galatians: A Commentary on the Greek Text by F.F. Bruce, copyright 1982 by The Paternoster Press, pg. 161.
41op. cit., pg. 129. Brownlee's discussion of righteousness is worth quoting: “Although the perspective of 1QpHab is that of a works-righteousness, as is also the assumed position of much of 1 Q S, Qumran also knew the concept of the need for an infused righteousness from God...This gift of righteousness appears as a divine force for good is solely one of election and it appears isolated in Qumran thought from all connection with righteousness as merit and with salvation through obedient faith in the Righteous Teacher. Neither is it in any way connected with the messianic hope. The implicit contradiction between these opposite poles of Qumran thought remained, never being resolved except by Paul who identified God's righteousness with Jesus the Christ and who made salvation wholly a matter of grace by faith in him...Nothing at Qumran hints of this theological 'breakthrough'.”
42Sacra Pagina Series, Volume 13: Hebrews by Alan C. Mitchell, copyright, Liturgical Press, 2007, pg. 220.
43The Letter to the Hebrews: An Introduction and Commentary by Donald Guthrie, copyright, Inter-Varsity Press, 1983, pg. 224.
The Intellectual Ancestors of Knox's Theological System
Brett Fawcett
History
Dr. Colin Neufeldt
November X, 2007
ii
INTRODUCTION
One of the most prominent imprints in Western society left by the Protestant Reformation is embodied in the denomination of Presbyterianism. Although it is most well-established in Scotland, where it is the state church, fourteen signatories of the Declaration of Independence and twelve signatories of the U.S. Constitution were members of the Presbyterian church, and nine U.S. presidents (including no less renowned names than Woodrow Wilson, Dwight Eisenhower, and Ronald Regan) had roots in the denomination.1 To what extent these individuals' membership in the Presbyterian church affected their beliefs, actions, and thinking is highly debatable in each instance;2 nevertheless, it may be instructive and helpful to attempt to determine where the strains of theological thought found in Presbyterian doctrine originated, or at least from whence Presbyterianism inherited them, if only as an amusing academic enterprise but possibly also to better understand the culture it played a role in shaping.
Although Presbyterianism has generally been most strongly identified with Five-Point Calvinism, its founder is usually regarded as being John Knox, "foremost leader of the Scottish Reformation, who set the austere moral tone of the Church of Scotland and
iii
shaped the democratic form of government it adopted".3 A popular newspaper article remarked that "if any one man shaped modern Scotland it is John Knox."4 This paper will attempt to identify some of the sources for Knox's beliefs by way of considering the intellectual climate he came out of (including the consideration of the known beliefs and influences of his direct teachers), particularly by identifying key individuals involved in generating that climate and identifying where they inherited their beliefs from, and finally by comparing Knox's doctrines to some of his influences and identifying similarities.
THE THEOLOGICAL CLIMATE
An ideological genealogy of Protestant thinking threatens to dig back into the patristic era; however, in the interests of narrowing the scope of this paper to subjects relevant to John Knox, we shall regard Martin Luther as the originator of Protestant thinking, and wherever a road leads to him, we shall stop there.5
The specter of Protestantism erected in Wittenberg first protruded into Scotland, at least visibly, in the person of a Monsieur de la Tour, a French soldier and one of John, Duke of Albany's men at arms (who, ironically, was distantly related to Luther's rival,
iv
Pope Leo X, by marriage)6. He came to Scotland to work for the Duke, but upon returning to France he was burned to death for his beliefs in 1527.7 As McGoldrick notes, "He appears to have been the first link in the chain of transmission which brought Luther's teachings to the country, but details of his activities are few" and ultimately "It is, unfortunately, impossible to measure the degree of his influence in bringing Lutheranism to Scotland."8 On the other hand, as Knox himself records, "merchants and mariners, who frequenting other countries, heard the true doctrine affirmed," and propagated them on the return home. No less a respectable convert to the Protestant cause than Sir John Borthwick of Cineray became martyrs, who "burnt in figure, but in God's providence escaped their fury."9
In this scene entered Patrick Hamilton, sometimes called "the Stephen of the Scottish Reformation"10. Hamilton, "a Scotchman born of high and noble stock, and of the king's blood, of excellent towardness"11, received his Master's in Arts in Paris in 1520
in Paris, where "he became acquainted with Catholic humanism and Lutheran theology."
v
McGoldrick proposes that Hamilton must have been particular impressed with the philosophy of Desiderius Erasmus of Rotterdam, for shortly thereafter he attended the University of Lovain (where Erasmus was teaching). McGoldrick notes that Robert Barnes, a "pioneer English Lutheran", attended at the same time as Hamilton.12 While Hamilton was in Paris, however, the university's officials ordered that all copies of Luther's works be burned, which naturally aroused great interest in the Reformer. Hamilton would surely have been present for much of the debate regarding his teachings, although "[t]here is no evidence, however, that he became a Lutheran at that time. Like his English contemporaries, Barnes and Tyndale, his passage to evangelical Protestantism was via Erasmian humanism."13
Upon returning to Scotland in 1523, Hamilton joined the faculty of St. Andrew's University, where, rather than teach against Catholic dogma, he criticized the abuses of the clergy and "called for implementation of humanist methodology in university teaching as a way to combat clerical ignorance"14 and, when Archbishop James Beaton, primate of the Scottish Church, began to investigate him, he was forced to flee to Wittenberg "where by God's providence he became familiar with those lights and notable servants of Christ
vi
Jesus at that time, Martin Luther, Philip Melancthon, and the said Francis Lambert"15, a former Franciscan who had embraced the Protestant cause.16 Hamilton was only at Wittenberg briefly before studying theology at Marburg, "the first university founded upon Protestant principles"17, where he "learned his message" under the tutelage of "Luther's associates"18, not the least of whom was Lambert himself, who was employed by Marburg as a professor of theology upon the recommendation of Philip Melancthon.19 McGoldrick notes elsewhere that "[t]here is decisive evidence that Lambert held Luther's position on sin and salvation", noting that he wrote De Arbitrio Hominis vere Captivo, which put forward the same view of human depravity that Luther famously defended in De Servo Arbitrio. He goes on to discuss how, while Lambert originally held to Luther's doctrine of consubstantiation, he converted to a belief in Zwinglian memorialism after spending time in Strassburg. "A careful study of Lambert's mature thinking shows that he was a composite figure in whom concepts from Franciscan legalism were blended with others from the teachings of Luther, Zwingli, and Martin Bucer, the reformer of Strassburg."20
Although McGoldrick admits that "[t]he degree of Francis Lambert's influence on Patrick Hamilton is difficult to assess," but "it appears that he encouraged Hamilton to continue in the Lutheran persuasion to which he had already given allegiance." His
vii
encouragement of Hamilton's scholarly endeavors led to Hamilton penning Dyvers Frutful Gatherings of Scripture Concernyng Fayth and Workes in Latin (it was translated into English around 1532 by John Frith, who, along with Tyndale, was at Marburg when Hamilton did his writing). The treatise soon became known as Patrick's Places. McGoldrick calls it "a doctrinal treatise on salvation arranged in accordance with Luther's teaching regarding the relationship of law and gospel as the means of revelation about man's sin and his hope of deliverance from it." He quotes a historian as saying it "contain[s] the pure milk of the Lutheran word", and goes on to add that "although its content would be acceptable to both the Lutheran and the Reformed branches of Protestantism, [it] reflects primarily (but not exclusively) the influence of Martin Luther", although "it also appears to mirror the influence of Melancthon's systematic theology" as well as some of Tyndale's writings.21 Although martyred by "Bloody" Beaton for his views22, his "little manual of the new faith became a popular textbook of the Reformation in England and Scotland."23
TWO TEACHERS
Two of the men who taught John Knox directly bear mention and brief consideration. Reid quotes George Buchanan as stating that John Knox attended St. Andrews University while John Major taught there, which is made probable by historical
viii
chronology "as well as the similarity which appeared later in the two men's views on a number of important subjects."24 Major, "the latest and last of the Scottish schoolmen"25 "was one of the leading logicians and theologians in Paris at the beginning of the Reformation"26. Although much is known of Major's beliefs (for example, "[h]is name heads the list of theologians who in 1530 took Catherine of Aragon's side in the discussion of Henry's marriage"27) very little is known about who or what primarily influenced his thinking. As a Scholastic, he was opposed by both the Humanists (such as Erasmus, whose paraphrases of the New Testament were critiqued by Major28) and the Reformers (Melancthon called his writings "wagon-loads of trifling"29), although "[n]o reformer saw more clearly or denounced more stringently the corruptions and abuses of the church as it existed in Scotland"30. Major was "the last of the great advocates of church government by councils and a New Testament commentator"31 and "in political philosophy he maintained the Scotist position, that civil authority was derived from the
ix
popular will, but in theology he was a scholastic conservative"32. Not only did Knox appear to pick up some of his beliefs from Major33, Reid notes that Knox even seems to have inherited "a strong bent towards abstract and legalistic thinking" from the logician.34
Knox's most famous teacher is George Wishart, who, in the interests of space must be given a totally cursory glance (given the vast amount that could be said about him). The account of Wishart's adoption of Protestant dogma appears to be, for all intents and purposes, lost to history. Even his personal friends and most devoted admirers appear to almost forget to mention any account of his conversion. John Foxe's passionate and very partial record of Wishart's martyrdom (which proclaims, "[h]e loved me tenderly, and I him") picks up its account of Wishart's life after his departure from Cambridge.35 Knox himself calls Wishart "a man of such graces as before him were never heard in this realm", yet he also only speaks of him after his return to Scotland.36 Charles Rogers' glowing, 103-page biography of the martyr notes almost offhandedly that "[d]uring the progress of his studies he seems to have adopted the Reformed doctrines."37 The guarded language betrays the fact that this is merely an inference. However, given that Wishart was a lecturer in New Testament Greek and a teacher of the Book of Romans, we may
x
perhaps safely assume that Wishart was not "taught" his religious beliefs by anyone but rather formulated them by himself based on his study of Romans.38 This is surely how he would want to be remembered- as one who, like his pupil Knox, "cast his anchor" in the Scriptures, not the teachings and opinions of men.
KNOX'S DOCTRINES
Having established what sort of influences Knox had, many more pages could be devoted to isolating various elements of Knox's theology and finding their parent in the writings of his predecessors. For example, his eschatology was based upon the marginal notes of the Geneva Bible and the writings of David Lindsay, George Joye, John Bale, and even the radical Joachim of Fiore.39 His 1560 treatise On Predestination in Answer to the Cavillations by an Anabaptist quotes liberally from John Calvin40, and he cites the Lutheran Magdeburg Bekenntnis in support of rebellion against tyranny.41 However, the origins of Knox's most notorious position have rarely been considered; brief discussion will be given to it here.
KNOX'S ATTITUDE TOWARDS WOMEN
Knox is most famous outside the theological community for his The First Blast of
xi
the Trumpet Against the Monstrous Regiment of Women, which he anonymously published (without even informing John Calvin) and later denied being the author of.42Monstrous Regiment was an extended argument to the effect that "[t]o promote a woman to bear rule, superiority, dominion, or empire above any realm, nation, or city, is repugnant to nature; contumely [an insult] to God, a thing most contrary to his revealed will and approved ordinance; and finally, it is the subversion of good order, of all equity and justice." He cites as authorities, or, as he refers to them, his "witness God's ordinance in nature, his plain will revealed in his word, and by the minds of such as be most ancient amongst godly writers."43 As is to be expected, the treatise was mainly directed against the regime of Queen Mary, but, as A. Taylor Innes points out, the book was "a practical mistake. Mary of England died immediately after, and was succeeded by Elizabeth"44, who was far more sympathetic to the Protestant cause than her predecessor and therefore potentially a great ally to the Scottish Reformer came to the throne with a chilly predisposition towards him. As Lord Percy remarked, "The author of the First Blast was irretrievably suspect to Elizabeth; no letter that he wrote would be allowed to reach her, if [Sir William] Cecil could help it." He quotes Knox as even acknowledging that he had "become so odious to the Queen's Grace and her Council that the mention of my name is
xii
unpleasing to their ears", and Percy mentions his letters "assur[ed] her of his respect for her authority".45 All to no avail.
Whatever Knox's actual beliefs regarding the subject of women in power were, the ones espoused in his First Blast do not represent the widespread opinions of Protestant theologians at the time. As Reid points out, "Knox had been interested in this subject ever since Mary Tudor had come to the throne-perhaps even before. Concerning it he had queried Calvin, Bullinger and others when he had first arrived in Europe, but had received only rather evasive answers."46 Bullinger, in Lang's words, "gave answers in writing as to Knox's problems", remarking in response to the question of whether women can rule by divine right that "it was a hazardous thing for the godly to resist the laws of a country. Philip the eunuch, though converted, did not drive Queen Candace out of Ethiopia" (though he did allude to the Biblical story of Athaliah, an evil queen slain by a treasonous plot to prepare the way for the godly king Josiah). "In short, nothing definite was to be drawn out of Bullinger."47 M'Crie records that Knox posed "[c]ertain difficult questions" to the Swiss "learned men", questions "suggested by the present conjecture of affairs in England, which he had resolved in his mind, he propounded to them for advice, and was confirmed in his own judgment by the coincidence of their views."48 This does not appear to be completely accurate. As Percy remarks, "Knox could get small help from Bullinger", although "Bullinger found himself on more definitely Scriptural ground";
xii
"[n]evertheless Knox had made up his mind. He had resolved to take advantage of the largest loophole left to him by Bullinger's answers."49 Hart, in listing the "powerful men" Knox was associated with, mentions that "he took the advice of Bullinger, or rather asked it and then followed his own mind".50
Given this analysis, it seems unreasonable to try to attribute Knox's arguments regarding the unnatural nature of a female ruler to anyone but himself.51 Indeed, not only does he twist Bullinger to claim him as an ideological peer, but his views regarding female leaders in the Bible clash directly with those of Martin Luther. Take, for example, Luther's commentary on 1 Timothy 2:11, which instructs women to "learn in silence with all submissiveness". Although Luther states that "a woman…is not to be the spokesman among the people" and remarks, "This passage makes a woman subject. It takes from her all public office and authority", he goes on to allude, as Bullinger did, to "Queen Candace"52, and observes: "We read many such examples in sacred literature-that women have been very good at management: Huldah, Deborah, Jael, the wife of the Kenite, who killed Sisera." Luther explains why, then, Paul imposed these restrictions: "Here we properly take 'woman' to mean wife…Here we properly take 'woman' to mean wife". In
xiv
other words, while "Huldah and Deborah had no authority over husbands", that does not preclude them from other types of authority. Luther even appears to deem Christians as being progressive and feministic for believing women are entitled to some authority, likening them to the Greeks and contrasting them with the misogynistic Jews and Arabs (and claiming that "[t]he Turk considers women as beasts").53
On the other hand, Knox addresses the Biblical accounts of Deborah and Huldah by commenting "that particular examples do establish no common law". "With these women, I say, did God work potently and miraculously; yea, to them he gave most singular grace and privilege." He compares female judges and prophetesses to stories regarding polygamy in the Bible. "Or if the question were demanded, if a Christian, with a good conscience, may defraud, steal, or deceive?" Knox is essentially saying that simply because we find a Biblical account of the people of God doing something, we cannot assume it is approved of in every era or circumstance, because, while God can sometimes command people to commit otherwise immoral actions (Knox here cites "the example of the Israelites, who, at God's commandment, deceived the Egyptians, and spoiled them of their garments, gold, and silver"), "the same power is not permitted to man." He also observes that Deborah deferred to Barak, a male military commander. On top of all this,
xv
he comments that even if the example of Deborah did have validity, "how unlike our mischievous Marys be unto Deborah".
It is interesting, however, that these comments do have a familiar ring when one considers John Calvin's commentary on the same verse Martin Luther addressed, 1 Timothy 2:11-12. After declaring that this passage prohibits women from teaching, he pre-emotively deals with the objector who references Judges 4:4, writing that "the answer is easy. Extraordinary acts done by God do not overturn the ordinary rules of government, by which he intended that we should be bound." This recalls Knox's reference to cases of female judges and prophetesses as "miraculous". Calvin continues, "Accordingly, if women at one time held the office of prophets and teachers, and that too when they were supernaturally called to it by the Spirit of God, He who is above all law might do this" (another thought employed by Knox, who writes that "God (being free) may, for such causes as are approved by his inscrutable wisdom, dispense with the rigour of his law, and may use his creatures at his pleasure"); however, this is a unique situation and "is not opposed to the constant and ordinary system of government."54
Despite Calvin's use of the word "government", he appears to be referring only to church government, for he frequently refers to "the office of teaching" and makes no reference to secular politics, either in the abstract or with concrete references to the situation in England. The application of the argument regarding Deborah being a unique
xvi
case to the question of female temporal rulers appears to have originated with Knox.55
BIBLIOGRAPHY
Greaves, Richard L., "John Knox, the Reformed Tradition, and the Development of Resistance Theory", The Journal of Modern History, Vol. 48, No. 3, On Demand Supplement (Sep., 1976), pp. 1-36.
Lang, Andrew, John Knox and the Reformation, with illustrations, first published in 1905, reissued in 1967 by Kennikat Press, Inc., Port Washington, New York.
Knox, John, History of the Reformation of Religion in Scotland by John Knox; to which are appended, Several Other Pieces of His Writing; including The First Book of Discipline, Complete, and His Dispute With the Abbot of Crossraguel, not given with any former edition with a Memoir, Historical Introduction, and Notes by William M'Gavin, Esq., Author of The Protestant, The Protestant Reformation Vindicated, Second Edition, Glasgow: Published by Blackie and Son, and A. Fullarton and Co.; Wm. Curry Jun. and Co., Dublin; and Simpkin and Marshall, London.
Kyle, Richard, "John Knox and Apocalyptic Thought," Sixteenth Century Journal, Vol. 15, No. 4 (Winter, 1984), pp. 449-469.
Kyle, Richard, "John Knox's Concept of Divine Providence and Its Influence on His Thought", Albion: A Quarterly Journal Concerned with British Studies > Vol. 18, No. 3 (Autumn, 1986), pp. 395-410
M'Crie, Thomas, D.D., The Life of John Knox Containing Illustrations of the History of the Reformation in Scotland with Biographical Notices of the Principal Reformers, and Sketches of the Progress of Literature in Scotland During the Sixteenth Century; and an Appendix, Consisting of Original Papers (a new edition, containing numerous corrections and editions, with a preface and memoir of Dr. M'Crie, by Andrew Crichton, LL.D), James Clark & Co., High Street, Edinburgh.
McGoldrick, James Edward, "Patrick Hamilton, Luther's Scottish Disciple", Sixteenth Century Journal > Vol. 18, No. 1 (Spring, 1987), pp. 81-88.
Percy, Lord Eustance, John Knox, made and printed in Great Britain for Hodder & Stoughton Limited by the Camelot Press Limited, St. Paul's House, London and Southampton.
Rogers, Rev. Charles, LL.D, Memoir of George Wishart, the Scottish Martyr. With His Translation of the Helvetian Confession, and a Gene-Alogical History of the Family of Wishart, Transactions of the Royal Historical Society, Vol. 4 (1876), pp. 260-363.
1 For a list of famous Presbyterians in the fields of film and television, politics, literature, science, activism, intelligence and spy craft, and history (from American to Australian), with documentation for most names, see the "Famous Presbyterians" webpage at the "Famous Adherents" website: http://www.adherents.com/largecom/fam_pres.html (current as of November 21, 2007).
2 It is worth mentioning that the Presbyterian Church (U.S.A.) is in some ways descended from the Purtians, who in turn advocated a Presbyterian model; therefore, much Presbyterian influence in America descended from the Pilgrims may well be covertly cultural and thus impossible to identify. See also A Brief History of the Presbyterians by Lefferts A. Loetscher and A Popular History of the Presbyterian Church in the United States of America by Jacob Harris Patton.
4 George Rosie, "Why John Knox doesn't deserve a bad press," The Sunday Herald, August 15, 1999.
5 Those interested in the sources of Luther's theology should refer to Luther and Staupitz: An Essay in the Intellectual Origins of the Protestant Reformation by David C. Steinmetz and Here I Stand: A Life of Martin Luther by Roland H. Bainton. One intriguing observation by Protestant historian J.A. Wylie will be repeated here. When chronicling "Celtic evangelization", he remarks, "The real "apostle of the Germans" was the Culdee Church. It was the first to break a pathway into this great heathen world. But for it the Germans might have continued the worshippers of Thor till Luther arrived." Therefore, although the Scottish Reformation may claim a great deal of inspiration from Luther's thinking, ironically, without their ancestors, Luther may never have had those thoughts at all. This quotation is taken from History of the Scottish Nation in 3 volumes by Rev. James Aitken Wylie, LL.D, London: Hamilton, Adams, and Co., Andrew Elliot, Edinburgh, 1886, Vol. II: The Celtic Christianization: Embracing the Epochs of Ninian, Patrick, Columba, Columbanus, and the Culdee Church, chapter 28: "THE CULDEAN CHURCH—IN THE THE RHINELAND—IN GERMANY—IN HOLLAND, ETC.—WILLIBROD AND BONIFACE—OVERTHROW OF THE CULDEAN CHURCH."
6Zwingli's Thought: New Perspectives by Gottfried Wilhelm Locher (Leiden, 1981), page XIII.
7Journal d'un Bourgeois de Paris, (1513-1536), V.L. Bourrilly, ed., (Paris, 1910), pp. 363f.
8 "Patrick Hamilton, Luther's Scottish Disciple" by James Edward McGoldrick, Sixteenth Century Journal, Vol. 18, p. 82, citing Mac Ewan, Church in Scotland, 1:415; John Herkless and Robert Kerr Hannay, The Archbishop of St. Andrews (Edinburgh: William Blackwood & Sons, 1910), 3:171.
9History of the Reformation of Religion in Scotland by John Knox, page 21.
11Actes and Monuments of these Latter and Perillous Days, touching Matters of the Church (better known as Foxe's Book of Martyrs) by John Foxe, first published by John Day in 1563, Chapter XV, "An Account of the Persecutions in Scotland During the Reign of King Henry VIII", available online at http://www.ccel.org/f/foxe/martyrs/fox115.htm (current as of Nov. 21, 2007). For information on when and how Foxe acquired the materials on which he based his accounts of the Scottish martyrs (almost all of which appear to have been sent to him by a single informant) see Thomas S. Freeman's "'The reik of Maister Patrik Hammyltoun': John Foxe, John Winram, and the Martyrs of the Scottish Reformation" in Sixteenth Century Journal, Vol. 27, No. 1 (Spring, 1996), pp. 43-60.
12 "Patrick Hamilton, Luther's Scottish Disciple" by James Edward McGoldrick, p. 83, citing the seventh page of his book Luther's English Connection. It is worth noting that Knox, according to Theodore Beza in 1580's Icones Virorum Doctrina Simul ac Pietale Illustrium, began to doubt Catholicism upon studying Augustine and Jerome; these were the favourite writers of Luther and Erasmus, respectively (see the introduction to J.I. Packer and O.R. Johnston's translation of Luther's De Servo Arbitrio).
14 Peter Lorimer, Patrick Hamilton, the First Preacher of the Scottish Reformation (Edinburgh: Thomas Constable & Co., 1857) is the only full biographical study of Scotland's first Protestant. See 53-60 for this phase of Hamilton's career.
16 The only biography of Lambert in English is Roy Lutz Winters, Francis Lambert of Avignon (1487-1530), A Study in Reformation Origins (Philadelphia: United Lutheran Publishing House, 1938).
18 Lord Eustance Percy, John Knox, made and printed in Great Britain for Holder & Stoughton Limited by the Camelot Press Limited, London and Southampton, page 26.
20Luther's Scottish Connection, James Edward McGoldrick, (Associated University Presses), p. 42, citing Winters, Francis Lambert, pp. 105-22, cf. New Encyclopedia of Religious Knowledge, s.v. "Francis Lambert," by Carl Mirbt.
21 Ibid, pp. 42-43. The historian McGoldrick quotes is John H.S. Burleigh, A Church History of Scotland (London: Oxford University press, 1960), 121.
22 The account can be found in Foxe's Book of Martyrs. Foxe recounts that while burning, Hamilton cried out, "Lord Jesus, receive my spirit" and wished forgiveness upon his executioners, which summons the Biblical accounts of the deaths of Jesus and Stephen to mind.
26John Buridan and Beyond: Topics in the Language Sciences, edited by R.L. Friedman and S. Ebbesen, "John Mair on Future Contingency" by Christopher J. Martin, p. 183.
30The Cambridge History of English and American Literature in 18 Volumes (1907–21), Volume III. Renascence and Reformation: VII. Reformation and Renascence in Scotland, § 12. John Major, found online at http://www.bartleby.com/213/0712.html (current as of Nov. 21, 2007).
32 Encyclopedia Britannica, Eleventh Edition, "JOHN MAJOR (or MAIR)", found online at http://www.1911encyclopedia.org/John_Major. Major's contentions regarding moral philosophy were the influence for Spanish lawmakers recognizing the "savage" populations of America as free human beings with rights.
33 The Catholic Encyclopedia's entry on John Major notes that, while "he held that the chief ecclesiastical authority does not reside in the pope but in the whole Church", "[h]e remained a Catholic until his death, though in 1549 he advocated a national Church for Scotland." The entry can be read online at http://www.newadvent.org/cathen/10090a.htm (current as of Nov. 21, 2007). Reid also observes on page 215 of Trumpeter of God that in teaching that a moral case can be made for resisting tyranny Knox was "following the teaching of such men as John Major".
35Foxe's Book of Martyrs, Chapter XV, "An Account of the Persecutions in Scotland During the Reign of King Henry VIII: An Account of the Life, Sufferings, and Death of Mr. George Wishart, Who Was Strangled and Afterward Burned, in Scotland, for Professing the Truth of the Gospel".
37George Wishart, by the Charles Rogers, Transactions of the Royal Historical Society, Vol. 4, p. 262.
38 This was the case with Martin Luther before him and John Wesley after him; both developed the doctrines which led to the establishment of their respective denominations based on this epistle. See Here I Stand by Bainton and Strangely Warmed: The Amazing Life of John Wesley by Garth Lean.
39 Richard Kyle, "John Knox and Apocalyptic Thought", Sixteenth Century Journal.
41 See "John Knox, the Reformed Tradition, and the Development of Resistance Theory" by Richard L. Greaves, Journal of the American Academy of Religion. Greaves also documents how Knox's endorsement of resistance was "a revolutionary departure from the views propounded by Calvin prior to 1560."
42John Knox and the Reformation by Andrew Lang, (Kennikat Press), p. 196. Lang also records Knox as claiming to Queen Mary "that he was as well content to live under her as Paul under Nero" on page 197.
43 The entire text of The Monstrous Regiment of Women, as taken from Selected Writings of John Knox: Public Epistles, Treatises, and Expositions to the Year 1559, can be read online at http://www.swrb.com/newslett/actualNLs/firblast.htm (current as of Nov. 21, 2007).
44 A. Taylor Innes, John Knox, Famous Scots Series, Edinburgh, 1896. It is available online at http://www.gutenberg.org/files/22106/22106.txt (current as of Nov. 21, 2007). According to Project Gutenberg, the book is "[n]ot copyrighted in the United States."
50 "John Knox as a Man of the World", by Albert Bushnell Hart, The American Historical Review, Vol. 13, No. 2 (Jan., 1908), p. 260.
51 Indeed, it may be fruitless to attempt to find any sort of theological root for Knox's diatribe. Reid in Trumpeter of God suggests on page 145 that writing the treatise was "catharsis" while Richard L Greaves suggests on page 161 of Theology and Revolution in the Scottish Reformation: Studies in the Thought of John Knox (Grand Rapids: Christian University Press, 1980) that the First Blast "is a confused mixture of righteous indignation, personal bitterness, animosity, and frustration." On the other hand, Jasper Ridley proposes on page 267 of John Knox (New York: Oxford University Press, 1968) that the pamphlet was meant "to pander to the popular prejudices which he personally did not really share."
52 This is a historical error on the part of Luther; in Ethiopia at the time of the Book of Acts, the emperor's mother "bore the dynastic title Candace". See The New Bible Commentary: Revised, page 983.
53Luther's Works, Volume 28, Lectures on 1 Timothy, translated by Richard J. Dinda, pages 276-277. Almost in spite of himself, much of Luther's exegesis was very progressive regarding the issue of women's rights. In "The Rape of Dinah: Luther's Interpretation of a Biblical Narrative" (Sixteenth Century Journal, Vol. 28, No. 3 [Autumn, 1997], pp. 775-791), Joy A. Schroeder shows how medieval expositors generally interpreted the Biblical account of Shechen's rape of Dinah in Genesis 35 as a cautionary tale about how women needed to stay out of the public sphere and that rape victims essentially deserved what they got for their impetuousness, whereas Luther perceived Dinah as being an innocent victim. For more information, see "Women in Martin Luther's Life and Theology" by Albrecht Classen and Tanya Amber Settle (German Studies Review, Vol. 14, No. 2 [May, 1991], pp. 231-260).
54 Taken from Calvin's Commentaries, available online at the Christian Classics Ethereal Library; Calvin's comments on 1 Timothy 2:11-15 may be found at http://www.ccel.org/ccel/calvin/calcom43.iii.iv.iv.html (current as of Nov. 21, 2007).
55 In "The Rhetoric of Biblical Authority: John Knox and the Question of Women" by Susan M. Felch (Sixteenth Century Journal, Vol. 26, No. 4 [Winter, 1995], pp. 805-822), a letter from Calvin to Cecil is quoted in which Calvin claims to have told Knox that "queens should be the nursing mothers of the church" and that therefore it was wrong "to unsettle governments that have been set up by the peculiar providence of God" (found in Letters of John Calvin, compiled by Jules Bonnet and translated by Marcus Robert Gilchrist). Felch also documents how, while "such classical, biblical, ecclesiastical, and logical arguments were not uncommon in the sixteenth century, the uncompromising tone, or perhaps the political injudiciousness, of The First Blast was considered intemperate even by Knox's associates." "Yet, at the same time that Knox was composing The First Blast, his relationships with ordinary women, rather than with sovereign queens, bear witness to a practical spiritual equality which transcends political treatises." It is also worth noting that Knox did believe that God could raise up another Deborah and was prepared to see Elizabeth fulfill that role; see "Waiting for Deborah: John Knox and Four Ruling Queens" by Robert M. Healey, found in Sixteenth Century Journal, Vol. 25, No. 2 (Summer, 1994), pp. 371-386.
In commencing an article purporting to exposit the "mythological" elements of the Hebrew creation narrative, Arvid S. Kapelrud feels no need to qualify his bold opening sentence: "There is no need any longer to discuss the fact that 'the biblical approach to creation as reflected in P is closely related to traditional Mesopotamian beliefs'".1 This axiom derives itself origin from a common notion that the author(s) and redactor(s) of the opening chapters of Genesis borrowed imagery from other Ancient Near Eastern creation myths such as the Enuma Elish. There are, to say the least, a plethora of hermeneutical implications if this thesis was correct; these, in turn, will have bearings on our theology. This paper will examine the validity of the case for this familiar charge against the historicity of Genesis.
Rapaport has a small but fascinating work dedicated to arguing that the Enuma Elish and the Genesis account of Creation have absolutely no relationship whatsoever; and, in fact, that Marduk was actually based on the Biblical figure of Moses.2 The merits of his controversial case aside, he correctly observes: "It all began with the nineteenth-century brilliant English scholar, George Smith, who was the first to announce the archaeological discovery of the cuneiform tablets which were later to become known as Enuma Elish. The tablets, or rather fragments of them, were specially described by him in a letter to The Daily Telegraph on 4 March 1875, and Smith managed to pack an enormous amount of dramatic tension into his report...the general impression gained from his presentation was that what he had discovered in the ruins of the palace of King Ashurbanipal in Nineveh was nothing less than a cuneiform prototype for practically all the narratives in the early chapters of the biblical Book of Genesis. Since the publication of Smith's letter in the London daily at the time, the study of the Hebrew Scriptures has never been the same."3
Rapaport then goes on to quote large sections of Smith's letter to the Telegraph in which he claims that the Enuma Elish contains stories of the fall of the angels from heaven, man's original innocence and subsequent fall, the pronouncement that the creation was "good", even the Tower of Babel and the confusion of tongues- all of which are not even remotely found in the tablets in question. King gently concedes that "[i]n noting the resemblance between the Babylonian and Hebrew legends it was not unnatural that he should have seen a closer resemblance between them than was really the case"4; nevertheless, he hastily (and paradoxically) adds, "Although these identifications were not justified, the outline which he gave of the contents of the legends was remarkably accurate."5 Rapaport is more frank, and more accurate, in his rather flat assertion that "literally all of Smith's assertions are totally incorrect".6 Yet it is his work and his conclusions which caused the connection between Enuma Elish and Genesis to become almost sacrosanct among scholars.7
It is true that the integrity of Mr. Smith as an academic has no ultimate bearing on whether the connection itself is a valid one; however, most of the planks on which this supposed connection has been built have since been knocked out. King remarks, "It has been suggested that the seven days of creation in Genesis correspond to seven definite acts of creation in the Babylonian account; but a careful study of the Babylonian poem has shown that such an arrangement was not contemplated by the Babylonian scribes, nor is there any evidence to show that the creation was deliberately classified in a series of seven acts."8 It has been asserted that Marduk exhibits an ability to call things into existence by the power of speech such as אלהים displays, but as Heidel notes, "There is no proof that Marduk reduced the garment to nothing in the strict sense and that he then re-created it out of nothing. As far as available evidence is concerned, the dogma of a creatio ex nihilo was not shared by the Babylonians and Assyrians. The import of this passage in all likelihood is simply that at Marduk's first command the garment was torn to shreds and that at his second command it was fully restored to its former condition."9 This is strengthened by the fact that "it is apparent that for the Babylonians matter was eternal."10Enuma Elish does depict man being created from clay. "It is interesting to note, however, that the creation of man is not related as a natural sequel to the formation of the rest of the universe, but forms the solution of a difficulty with which Marduk has been met in the course of his work as Creator."11 There are even questions as to whether Enuma Elish actually depicts the creation of heaven and earth at all. King believes that a reference to heaven may have occured in the very opening lines of the poem.12 No description of the creation of the earth is found at all13; Tablet III even contains a reference to Marduk kissing the ground before his battle with Tiamat.
Yet all of these supposed similarities seem peripheral when the central theme of Enuma Elish is taken into account. As Batto notes, "Enuma elish is more of a theogony than a cosmogony; that is to say, it is more concerned with the establishment of the divine order (the origins of the gods and the hierarchy among them) than with the establishment of the world and the origins of humankind."14 The poem's primary purpose is to extol Marduk, the patron deity of Babylon, and to depict him assuming the chief place among the Ancient Near Eastern pantheon. Batto notes the polemical nature of much of the Enuma Elish against earlier works depicting other triumphant deities: "[I]t would appear that the author of Enuma elish consciously stole a page from the Anzu myth and attributed Ninurta's feats to Marduk."15 "The opening line of the poem, enuma elis ... ("When on high the heaven had not (even yet) been named ...") sounds like a not too subtle polemic against Atrahasis, which had opened with the words inuma ilu awilum ... ("When gods were human / Bore the labor, carried the corvee-basket...")...The author of Enuma elish, therefore, is claiming theological precedence for his work over all earlier religious statements."16 Thus the poem is transparently a justification of Babylonian hegemony; Heidel even uses this fact to date the work.17
One of the difficulties that built-in to the task of determining the nature of the relationship between the Genesis account and the Enuma Elish is the fact that the effects of Smith's excesses of interpretation (not to mention his seemingly a priori commitment to discovering polytheistic origins for the creation story) are felt in numerous commentaries on the subject since 1876- some displaying less subtlety and credibility than others. Thus, the student who wishes to study scholarly commentaries on Genesis in order to gauge the motives and messages of the Genesis account in an attempt to make an objective comparison between it and the Chaldean poem has the deck stacked against him. For example, Heinrich Zimmern writes of the Creation week: "The fourth day brought the creation of the heavenly bodies-sun, moon, and stars-and we must note the special emphasis laid on the 'rule' of the sun and of the moon. This points back to a system of belief in which the sun and moon were something more than mere lights in the sky, in other words to a society in which the worship of the heavenly bodies played an important part, in which religion was primarily astral."18 Today, the almost unanimous chorus of scholarship is in favour of an interpretation precisely the opposite; as Westermann puts it: "The utter creatureliness of the heavenly bodies has never before been expressed in such revolutionary terms, as far as we know. Sun, moon, and stars, being emptied of divinity, have been reduced to component parts of a world which is basically accessible to human proving."19
This is a more transparent example of Smithian hermeneutic; yet there is a more widespread and subtle example which almost imperceptibly overthrows the marked distinction between the two accounts: The problem of how to translate the very first words of Genesis. Sacks explains, "The syntax is rather difficult because the Hebrew counterpart of the definite article is missing...The missing article would be permissible in Hebrew, but then the word bereshith would have to mean in the beginning of, as in the phrase bereshith ha-tebhu'a (in the beginning of the harvest). In that case one would have expected another noun to follow, and there is none. The beginning of what? The whole? In Hebrew such a word would have to be stated, and no such word appears. Is it the beginning of the act implied in the verb created? Hebrew syntax would seem to say no."20 Sacks ultimately confesses his indecision but provides two possible translations: The familiar "In the beginning, God..." rendition, and the rather convoluted offering, "When God began to create the sky and the earth, the earth being unformed and void with darkness over the face of the deep and a wind from God over the water, God said, Let there be light..." The alert reader will immediately notice that, firstly, this translation hearkens directly back to the Enuma Elish's "When on high" opening. Indeed, Edward Young said in an address to the Toronto Baptist Seminary, "The real reason that lies behind the modern translations is that the Babylonian creation account, we are told, begins that way...Hence, say the moderns, as the Babylonian creation account begins in that way, Genesis chapter one, being a similar cosmogony from the ancient world, must begin in the same way. Here is the real reason, I repeat, that leads so many men to-day to say that verse one must be construed as a temporal clause."21 Young went on to ask: "But what is involved if we translate the Hebrew in this way? It is very clear that if this view is correct-and it goes back to a Jewish exegete of the Middle Ages-then it denies absolute creation. If you say, when God began to create, the earth was always present 'without form and void', obviously there is no absolute creation, and by that I mean creation out of nothing. If the modern translations are correct, then when God began the work of creation, the material which he used was already present."22
The question, then, becomes: Does Genesis teach creation ex nihilo? There are those who would say yes, on the basis of the word that is used for "create", ברא. Working on the basis of the Documentary Hypothesis, von Rad writes: "P has a much greater interest in cosmology and in consequence he sketches a story of Creation which moves much more purposefully, though by stages, towards the creation of man. The world and its fullness do not find their unity and inner coherence in a cosmological first principle, such as the Ionian natural philosophers tried to discover, but in the completely personal will of Jahweh their creator. Nor, as in so many myths of the creation, is the world traced back to a creative struggle between two mythical first principles regarded as persons...The verb ברא, which is used here, is a technical term in the theological vocabulary of the priests, and is used exclusively of creation by God. It also occurs with the same meaning of that divine creation which is completely without analogy, in Deutero-Isaiah (Is. XL. 26, 28, XLV. 18, etc.): he on his part probably took it over from the cultic language of hymnody...The term ברא is also used where Jahweh's new creation is the subject (Pss. CII. 19 [18], R.S.V. "yet unborn," lit. "to be created"; LI. I0). Since pre-existent matter is never mentioned in connexion with this activity, the idea of creation ex nihilo is connected with it."23
Note that von Rad draws out the logical implications of this concept: namely, the absolute sovereignty of God. "The concept of creation by means of a simple word of command only begins with the unfolding of the individual works of creation and their succession, and it dominates the picture down to Gen. I. 24 (the creation of the living creatures of the dry land), when it makes room for something quite new. Thus, the concept of creation by means of the word is to be taken as an interpretation of the ברא of vs. I. It gives to begin with an idea of the absolute effortlessness of the divine creative action. It only needed the brief pronouncement of the will of Jahweh to call the world into being."24 von Rad is hardly alone in this opinion.25 If, however, ברא does not connote creation "out of nothing", and if Genesis 1:1 really does echo the Enuma Elish, then the Hebrews and the Babylonians share a fundamental starting point and foundation for their respective cosmogonies: The sea (or the sea-goddess) who will eventually be renovated into the cosmos we see today. If the traditional reading of Genesis is the correct one, however, the foundation of the universe is God's will.26 Consider then how much theology may have suffered from Smith's work.
While these more obviously rotten fruits of Smith's theory may have been shaken from the tree of academia, it is perhaps impossible to gauge exactly how deeply this idea has burrowed into the thinking of Biblical scholarship, and how many of our conclusions rest upon the unexamined presuppositions fashioned for us by Smithianism. Nevertheless, we must make a concentrated effort to be true exegetes, and we must be willing to suffer blame should we let extra-textual ideas slip into our work- a trap even the most reputable of scholars are susceptible to.
Strive though they might to avoid eisegeting their own theological or philosophical preconceptions into a text which they believe to be authoritative Scripture (whatever that expression might happen to mean to them)27, such interpolations sometimes manifest themselves. For example, in discussing the distinction between God and His works in the first creation account, von Rad writes, "At farthest remove from him, in a relationship which scarcely admits of theological definition, is the formless, watery, darksome, abysmal chaos." [The appropriateness of the term "chaos" will be examined shortly.] "Because of vs. I which precedes the mention of chaos, we cannot say that it is uncreated, that is, that it was found by God as pre-existent. On the other hand, it is hardly possible to conceive of the idea of a created chaos, for what is created is not chaotic"28. von Rad's discomfort is evident: While he makes no effort to escape an inescapable conclusion (namely, that the first verse precludes the idea of an uncreated chaos), he perceives a difficulty with this doctrine- not on exegetical grounds, but based on the (apparently) normative rule (one is left wondering from where) that "what is created is not chaotic". There is a distinctly philosophical flavour to this which is utterly alien to the spirit of Hebrew thought. von Rad provides no evidence to substantiate this assertion, and here we must for a moment step back and consider Gen. 1 in the theological and historical context into which von Rad himself places it; that is to say, in a situation which is represented in the writings of "Deutero"-Isaiah29. This may seem to be an excursion from the main thrust of this paper, but we must remember that while we may not impute our own ideas into our exegesis, to ignore the intellectual context of a passage is equally, if not more, debilitating to the task of interpretation. We must also realize that if the milieux this passage arose from saw אלהים as the Creator of the supposed Hebrew equivalent to Tiamat, we have a vastly different picture of the primeval state right from the start than that which we see in the Enuma Elish; and this foundational difference affects the entire way these two accounts compare to each other.
There is a Scripture in Deutero-Isaiah which von Rad may have fallen back upon to validate his claim, namely, Isaiah 45:18: "For thus says the LORD, who created the heavens (He is the God who formed the earth and made it, He established it and did not create it a waste place, but formed it to be inhabited), 'I am the LORD, and there is none else" (NASB). The expression "a waste place" stands in this translation for the familiar Hebrew word תּהוּ, suggesting that the chaotic state represented in the opening lines of Genesis were not the creation of Elohim.30 Yet the immediate context must be taken into account here, and von Rad himself is extremely helpful for doing so.
On page 137, we read: "It is instructive to look at Deutero-Isaiah, who is commonly regarded, along with the Priestly Document, as the chief witness about Creation. However, even a quick glance at the passages in question shows that the allusions to Jahweh as the creator are far from being the primary subject of Deutero-Isaiah's message", indeed, "[t]he prophet apostrophises the creation of the world, but at the same time he speaks of Israel's redemption from Egypt." "In Is. XLIV. 24, Jahweh represents himself as 'the redeemer and creator.' It is striking how easily both there and in LIV. 5 articles of faith which are, to our way of thinking, widely separated, are placed side by side, and indeed interwoven. Jahweh created the world. But he created Israel too." Thus the soteriological understanding of creation by the Hebrews is confirmed.31 What relevance, then, does v.18 have for the Israelites? Kidner remarks: "v. 18b looks on to the end in view at the creation (cf. the phrase to be inhabited), the transforming of an initial formlessness into a habitable world. So too, a glorious end will be achieved with Israel."32 Similarly, Knight explains: "whether we call him creator or potter, God will not rest till his world becomes once again what it was created to be. It was not created to be chaos, that is to say, for the continuance of the reign of sin, disease, and war. It was created to be inhabited, that is, for civilized life, literally 'for dwelling'."33 Finally, Childs explains, "The prophetic introduction expands on the power of God in a hymnic style, but now ties the power of God to his purpose in creation. He formed the heavens and the earth, not as a chaos, but rather to be inhabited." Childs' next remark is worth paying attention to: "The message is not actually different from that of Genesis 1, but has now been given a polemical, disputational form."34 It is therefore God's intention in creation which is being alluded to here, not the state of creation when He commenced His work
Buttressing the interpretation that Deutero-Isaiah refers to God's intention in this verse is the Authorized Version's translation of תּהוּ as "in vain", especially considered in relation to the following verse: "I have not spoken in secret, in a dark place of the earth: I said not unto the seed of Jacob, Seek ye me in vain: I the LORD speak righteousness, I declare things that are right." As in v.18, "in vain" is the AV's rendition of תּהוּ, and in this instance the element of intentionality in the usage of the word is inescapable. The point, in other words, is that Isaiah 45:18 has nothing to do with what earth looked like, in the Hebrew understanding, when God started to create; it deals with why God created and what the end result was.
It is, however, worth noting that Knight observes a connection between v.18 and v.7.35 Verse 7 is worth serious consideration, for it may be the death-blow to von Rad's skepticism regarding the possibility of chaos being the creation of God:
"The One forming light and creating darkness, Causing well-being and creating calamity; I am the LORD who does all these." (NASB)
Here again von Rad is, ironically, helpful in understanding why his own thesis does not appear to withstand critical scrutiny. Almost immediately after he claims that "what is created is not chaotic", he elaborates on the picture of Hebrew thinking painted by Gen. 1 thusly: "Night is a survival of the darkness of chaos, now however kept in bounds by a protective order."36 von Rad grants the connection between darkness and the primal chaos in Old Testament theology; he is even willing to admit God's present sovereignty over darkness and all it signifies to the Israelites (even quoting Ps. LXXIV. 16: "thine is the day, thine also is the night"), but not to concede its ultimate origin in God's creative purposes. It is difficult to not see this as a conclusion biased by theological presuppositions about the problem of evil and theodicy. In this verse, Deutero-Isaiah seems to unequivocally tell us that, indeed, God did create darkness and "calamity" ("evil" in the AV; רע in the original Hebrew), even using the word בורא in both instances.37 Deutero-Isaiah's treatment of this subject has been dwelt upon long enough and we must presently return to Genesis, but let us first acknowledge the work of Michael Deroche.38 Deroche rejects the interpretation of this verse which makes יהוה the creator of chaos, but freely admits the implications of the interpretation he rejects: firstly, "there is nothing that Yahweh did not create, not even primeval matter...this interpretation is not far from the idea of creation ex nihilo. If there is nothing that God did not create, it is a short step to the conclusion that he created out of nothing" (pg. 13); and, secondly, he seems aware that his is the minority position, citing a wealth of respected scholars on page 12 who hold to the interpretation which makes God the creator of chaos in Isa. 45:7, including Stuhlmueller, Westermann, Gunkel, and Levenson (who "go[es] so far as to suggest that the verse is a deliberate polemic against the more common notion that chaos existed prior to creation"). His arguments cannot be dealt with in depth, but we may note briefly that he severely begs the question: "While darkness and evil can refer to chaos...they also constitute part of the created universe."39 Notice again the problem of the word "chaos" and the dichotomy between it and the created order or cosmos we continually run into.
In his Studies in Genesis One, Edward J. Young remarks, probably thinking of von Rad, "It is occasionally said that the statement, 'creation of a chaos', would involve a contradiction in terms, and hence, it is concluded that verse two does not present the condition of things as they came from the hand of the Creator. If, however, instead of asking, without more precisely defining the term, whether verse two describes a chaos, we simply seek to ascertain what verse two does teach, we shall be in a better position to answer the question whether the world could have been created as it is pictured in verse two."40 Bringing up the same point that has already been made in this paper regarding Isa. 45:18 (namely, how it indicates that תּהוּ is the opposite of "habitable"), Young observes: "In so far as the words תהו ובהוare concerned we must conclude that they simply describe the earth as not habitable. There is no reason why God might not have pronounced the condition set forth by the first circumstantial clause of verse two as 'good'." "It is true that man could not at that time have lived upon the earth, but, for that matter the earth was not ready for man until the sixth day. At the same time even though the earth was not in a habitable condition, it was as God desired it to be. It stands out in great contrast to the finished world of verse thirty-one, but at every stage in the development God is in control, things are as he desires them to be. It would probably be wise to abandon the term 'chaos' as a designation of the conditions set forth in verse two."41
As this examination winds to a close, let us finally note the inference we can draw from the fact that, as we have firmly established, Genesis depicts a transcendent deity who created the universe from nothing sheerly by force of His sovereign will- a deity who acts in stages, in an ordered, systematic way, according to a plan, a purpose. Thus, unlike in the Enuma Elish, where man is effectively an afterthought, we can see that, to the author(s) of Genesis, the creation of man, as the apex and crown of His work, was part of the plan all along; and rather than being created as a slave from the blood of a rebel, man stands before nature in the image of a God of love, freedom, and goodness. It is not difficult to see why, in the realm of history, the latter religious vision of anthropology ultimately won the day.42
Bibliography:
Ch. Aalders, G. The Bible Students' Commentary, Genesis: Volume I. Translated by William Heynen. The Zondervan Corporation, 1981.
Batto, Bernard F. Slaying the Dragon: Mythmaking in the Biblical Tradition. Westminster/John Knox Press, 1992.
Bush, George. Notes on Genesis, Volume I. Originally published by Ivison, Phinney & Co., New York, N.Y., 1860, printed by Klock & Klock in the U.S.A., 1981 reprint.
Childs, Brevard S.. Isaiah: A Commentary. Westminster John Knox Press: 2001
Clark, Gordon Haddon. Predestination : The Combined Edition of Biblical Predestination and Predestination in the Old Testament, Presbyterian and Reformed Publishing Company, 1987.
Davdson, Robert. The Cambridge Bible Commentary on the New English Bible, Gen 1-11. Cambridge University Press, 1973.
Deroche, Michael. "Isaiah XLV 7 and the Creation of Chaos?" Vetus Testamentum, Vol. 42, Fasc. 1 [Jan., 1992], pp. 11-21.
Eichrodt, Walther. Theologie des Alten Testaments, II. Leipzig, 1935.
Hamilton, Victor. The Book of Genesis: Chapters 1-17. The New International Commentary on the Old Testament, Wm. B. Eerdmans Publishing, 1990.
Heidel, Alexander. The Babylonian Genesis: The Story of Creation. University of Chicago Press, Ltd., 1963.
Kapelrud, Arvid S. "The Mythological Features in Genesis Chapter I and the Author's Intentions The Mythological Features in Genesis Chapter I and the Author's Intentions." Vetus Testamentum, Vol. 24, Fasc. 2 (Apr., 1974), pp. 178-186.
Kidner, Derek; Guthrie, Donald and Motyer, Alec, ed. The New Bible Commentary: Revised. Wm. B. Eerdmans Publishing Co.: 1970.
King, Leonard W. Babylonian Religion and Mythology. From the edition of 1899, London; first A,S edition published in 1976.
King, Leonard W. Enuma Elish: Volume 1: The Seven Tablets of Creation; The Babylonian and Assyrian Legends Concerning the Creation of the World and of Mankind. Cosimo, Inc., 2007.
Knight, George Angus Fulton. Servant Theology: A Commentary on the Book of Isaiah 40-55 Wm. B. Eerdmans Publishing: 1984.
Lewis, Theodore J. CT 13.33-34 and Ezekiel 32: Lion-Dragon Myths. Journal of the American Oriental Society, Vol. 116, No. 1 (Jan. - Mar., 1996), pp. 28-47.
Ouro, Roberto. "The Earth of Genesis 1:2: Abiotic or Chaotic?" Andrews University Seminary Studies 35.2, Autumn, 1998.
Rapaport, Rabbi Izaak. The Babylonian Poem Enuma Elish and Genesis Chapter One: A New Theory on the Relationship Between the Ancient Cuneiform Composition and the Hebrew Scriptures. Melbourne: Hawthorne Press, 1979.
Sacks, Robert D. A Commentary on the Book of Genesis. The Edwin Mellen Press, 1990.
Sarna, Nahum M. The JPS Torah Commentary: Genesis: The Traditional Hebrew Text with the New JPS Translation. The Jewish Publication Society, 1989.
Stuhlmueller, Carroll. Creative Redemption in Deutero-Isaiah. Rome: Biblical Institute Press, 1970.
Stuhlmueller, Carroll. "The Theology of Creation in Second Isaias". Catholic Biblical Quarterly, XXI [1959], 429-67.
Von Rad, Gerhard. Old Testament Theology, Volume I: The Theology of Israel's Historical Traditions, translated by D.M.G. Stalker. Oliver and Boyd Ltd., 1962.
Wellhausen, Julius. Prolegomena zur Geschichte Israels. Berlin and Leipzig, 1927.
Westermann, Claus. Creation (tr. by John J. Scullion, S.J.). SPCK and Fortress Press, 1974.
Young, Edward J. In the Beginning: Genesis Chapters 1 to 3 and the Authority of Scripture. The Banner of Truth Trust, 1976.
Young, Edward J. Studies in Genesis One. International Library of Philosophy and Theology: Biblical and Theological Studies, ed. by J. Marcellus Kik. Presbyterian and Reformed Publishing Co., 1979.
Zimmern, Heinrich. The Babylonian and Hebrew Genesis. London: David Nutt, 1901.
1Kapelrud, Arvid S. "The Mythological Features in Genesis Chapter I and the Author's Intentions The Mythological Features in Genesis Chapter I and the Author's Intentions." Vetus Testamentum, Vol. 24, Fasc. 2 (Apr., 1974), pp. 178-186.
2Rapaport, Rabbi Izaak. The Babylonian Poem Enuma Elish and Genesis Chapter One: A New Theory on the Relationship Between the Ancient Cuneiform Composition and the Hebrew Scriptures. Melbourne: Hawthorne Press, 1979.
4King, Leonard W. Enuma Elish: Volume 1: The Seven Tablets of Creation; The Babylonian and Assyrian Legends Concerning the Creation of the World and of Mankind. Cosimo, Inc., 2007, pg. xxvii.
6Rapaort. op. cit. p. 8. As he goes on to observe, "Ensnared by his own fantasy, Smith was not satisfied with treating the cuneiform fragments as the source of the Hebrew creation record; so he ventured also into the domain of Christian doctrine" and read Christological allusions into the poem. It is difficult to avoid the conclusion that Mr. Smith had an agenda that involved the historicity and reliability of the Christian tradition.
7Rapaport describes how "in 1958, the young J.V. Kinnier Wilson came out with the statement that Enuma Elish 'has no connections of any kind or at any point with Genesis' (DOTT, p. 14). Immediately, however, the editor of the work in which Wilson's view appeared referred to the latter as 'unusual', as if to dissociate himself from it, saying, 'The unusual view is advanced that the Epic of Creation has no connection of any kind with the account of creation in Genesis' (D. Winton Thomas, in his Introduction to DOTT, p. xvii)." op. cit., pg. 9.
8King, Leonard W. Babylonian Religion and Mythology. From the edition of 1899, London; first A,S edition published in 1976, pg. 60. He adds: "A slight perusal of the legend is, however, sufficient to prove that the two accounts present in many ways a very striking resemblance to each other; but in some respects the contrast they present is no less striking. When we examine the two aims and ideas which underlie and permeate the two narratives, all resemblance between them ceases."
9Heidel, Alexander. The Babylonian Genesis: The Story of Creation. University of Chicago Press, Ltd., 1963, pg. 37.
10op. cit., pg. 89. Heidel quotes the historian Diodorus Siculus (last century B.C.): "The Chaldeans say that the substance of the world is eternal and that it neither had a first beginning nor that it will at a later time suffer destruction."
11King, Seven Tablets, pg. LII. "In full agreement with these divine aims, man's creation was conceived and executed not as an end in itself or as a natural sequel to the formation of the rest of the universe but rather as an expedient to satisfy a group of discontented gods. Man's purpose in life was to be the service of the gods...Man was made to be the servant of the gods, to be a kind of breadwinner of his divine masters, and to be the builder and caretaker of their sanctuaries." Heidel, op. cit., pp. 120-1.
12"The existence of samamu, or "heaven," so early in the Creation-story is not inconsistent with Marduk's subsequent acts of creation. After slaying Tiamat his first act was to use half her body as a covering from the samamu (cf. Tabl. IV, 1. 138, sa-ma-ma u-sa-al-lil); it is therefore clear that the samamu was vaguely conceived as already in existence." Seven Tablets, pg. 3.
13One often finds the claim that when Marduk ripped Tiamat in two, he used one half to create the heavens (although the translation "adorn" seems more plausible) and the other to create the earth. "To be sure, the Greek-writing Berossus of the third century BCE is reported by Synkellos of the eighth century CE to have stated that Bel (Marduk?) created heaven and earth out of the two parts of the slain female monster Thalatth. But Synkellos lived over a thousand years after Berossus, whereas the original text of the poem makes no reference at all to what happened to the other half of Tiamat..." Rapaport, op. cit., pg. 16.
14Batto, Bernard F. Slaying the Dragon: Mythmaking in the Biblical Tradition. Westminster/John Knox Press, 1992, pg. 33. Heidel makes an almost identical observation: "Enûma elish is not primarily a creation story at all. If we were to put together all the lines which treat of creation, including the theogony and even granting that most of the missing portion of Tablet V deals with works of creation, they would cover not even two of the seven tablets but only about as much space as is devoted to Marduk's fifty names...If the creation of the universe were the prime purpose of the epic, much more emphasis should have been placed on this point." op. cit., pp. 10-1. Yet if this is the case, one is puzzled as to why Heidel chose to name his book The Babylonian Genesis: The Story of Creation!
16op. cit., pp. 38-9. He adds with almost audible amusement, "Throughout I have stressed the deliberateness by which the Babylonian authors composed their new mythis syntheses. This point can be made very tellingly again by noting that when Enuma elish reached Assyria, Assyrian editors replaced the name of Marduk with that of their own national god, Ashur. With but a few strokes of the stylus, these Assyrian editors radically altered the original function of the epic. Instead of undergirding Babylonian hegemony, the revised Enuma elish now supported Assyrian hegemony over Babylon!"
17"...if we consider that the two main objects of the epic are to justify Marduk's ascendancy to supreme rulership over all the Babylonian divinities and to support Babylon's claim to pre-eminence over all the other cities in the country, as we have seen, and that Babylon rose to political supremacy during the First Babylonian Dynasty (1894-1595), particularly under the energetic king Hammurabi (1792-1750), and that during this dynasty Marduk became the national god, it would seem that the poem, in approximately its present form, was composed some time during the First Babylonian Dynasty." op. cit., pg. 14.
18Zimmern, Heinrich. The Babylonian and Hebrew Genesis. London: David Nutt, 1901, pg. 6.
19Westermann, Claus. Creation (tr. by John J. Scullion, S.J.). SPCK and Fortress Press, 1974, pg. 44. Gerhard von Rad notes, "These created objects are expressly not named 'sun' and 'moon' so that every tempting association may be evaded; for the common Semitic word for "sun" was also a divine name...Their 'ruling' is in reality the most sensible service to which as created objects they are commissioned by their creator's will" (von Rad, Gerhard; Genesis: A Commentary, Revised Edition; SCM Press Ltd, 1972, pg. 55).
20Sacks, Robert D. A Commentary on the Book of Genesis. The Edwin Mellen Press, 1990, pp. 2-3.
21Young, Edward J. In the Beginning: Genesis Chapters 1 to 3 and the Authority of Scripture. The Banner of Truth Trust, 1976, pg. 23.
22op. cit., pg. 21. This same point is made in The Bible Students' Commentary, Genesis: Volume I, by G. Ch. Aalders, translated by William Heynen, the Zondervan Corporation, 1981, pg. 51.
23 Von Rad, Gerhard. Old Testament Theology, Volume I: The Theology of Israel's Historical Traditions, translated by D.M.G. Stalker. Oliver and Boyd Ltd., 1962, pp. 141-2.
24op. cit. Von Rad also noted that "P"'s cosmogony excluded the possibility of pantheism, for "if the world is a product of the creative word, it is therefore, for one thing, sharply separated in its nature from God himself-it is neither an emanation nor a mythically understood manifestation of the divine nature and its power. The only understood continuity between God and his work is his word."
25 A creatio ex nihilo has been derived from Gen. 1:1 also by J. Wellhausen, Prolegomena zur Geschichte Israels (Berlin and Leipzig, 1927), p. 296, and W. Eichrodt, Theologie des Alten Testaments, II (Leipzig, 1935), 50 f. Young notes with a note of dry humour, "Julius Wellhausen, who can hardly be accused of orthodoxy, made the statement that the translation against which I raise grave objections" [that is, "when God began to create..."] "was 'desperate'. Now I do not find that Wellhausen and I usually go hand in hand as far as Biblical matters are concerned, but at this point I thoroughly agree with him that this is a 'desperate' translation" (op. cit., pg. 22).
26It is interesting that Calvinist philosopher Gordon H. Clark cites the creation account as his first piece of evidence for the doctrine of Unconditional Election. See Clark, Gordon Haddon. Predestination : The Combined Edition of Biblical Predestination and Predestination in the Old Testament, Presbyterian and Reformed Publishing Company, 1987.
27A perfect example of this is the reluctance to translate רוח אלהים as "the Spirit of God". As Victor Hamilton explains on page 114 of The Book of Genesis: Chapters 1-17 (The New International Commentary on the Old Testament, copyright, Wm. B. Eerdmans Publishing, 1990), "To translate 'Spirit' runs the risk of superimposing trinitarian concepts on Gen. 1 that are not necessarily present." In response to this we must remember that while the theology of Genesis antedates that of Nicaea, the idea of the Holy Spirit as "the Lord and Giver of Life" surely had to originate somewhere.
29The merits of the critical theory which would assign Isa. 40-55 to a different pen than the surrounding text will not be debated here; nevertheless, the literary unity of this section is undeniable and thus will be acknowledged in this paper.
30In the 19th century, this verse was used to justify the "gap theory", developed by Scottish theologian Thomas Chalmers (1780-1847) and promulgated by the Scofield Reference Bible, which read a "gap" of an indefinitely long period of time in between the first two verses of Genesis (proposing that "and the earth was..." would be better rendered "and the earth became...") during which time the rebellion of Lucifer took place, which ensued in a cosmic war which reduced the earth to the state of chaos represented in Genesis 1, which God promptly set about renewing in the course of six days. Today, most exegetes recognize the gap theory as being an attempt to accommodate a literalistic reading of Genesis with the emerging scientific arguments for an earth much older than such an interpretation would allow rather than anything in the text itself.
31 Carroll Stuhlmueller produced what is perhaps the definitive work on this topic in his book Creative Redemption in Deutero-Isaiah (Rome: Biblical Institute Press, 1970), an expansion on the article "The Theology of Creation in Second Isaias" (Catholic Biblical Quarterly, XXI [1959], 429-67).
32Kidner, Derek; Guthrie, Donald and Motyer, Alec, ed. The New Bible Commentary: Revised. Wm. B. Eerdmans Publishing Co.: 1970.
33Knight, George Angus Fulton. Servant Theology: A Commentary on the Book of Isaiah 40-55 Wm. B. Eerdmans Publishing: 1984, pg. 97.
34Childs, Brevard S.. Isaiah: A Commentary. Westminster John Knox Press: 2001, pg. 355.
37"The word bârâ is used predominantly of God's activity in the Old Testament. It is found frequently in Isaiah 40-55 with reference to God's creation of the world (40:26, 28; 45:12) and to God's work in history, his active control over all that happens in history (45:7,8), his creation of Israel to be his servant people in the world (43:I,7,15). Here the word points to the absolute and effortless sovereignty of the God who brings the ordered universe out of primeval chaos." -Davdson, Robert. The Cambridge Bible Commentary on the New English Bible, Gen 1-11. Cambridge University Press, 1973, pg. 15.
38Deroche, Michael. "Isaiah XLV 7 and the Creation of Chaos?" Vetus Testamentum, Vol. 42, Fasc. 1 [Jan., 1992], pp. 11-21.
40Young, Edward J. Studies in Genesis One. International Library of Philosophy and Theology: Biblical and Theological Studies, ed. by J. Marcellus Kik. Presbyterian and Reformed Publishing Co., 1979, pg. 12.
42"...the 'image of God' implies a likeness to him in moral attributes." Bush, George. Notes on Genesis, Volume I. Originally published by Ivison, Phinney & Co., New York, N.Y., 1860, printed by Klock & Klock in the U.S.A., 1981 reprint, pg. 41. "The words used here to convey these ideas can be better understood in the light of a phemomenon registered in both Mesopotamia and Egypt, whereby the ruling monarch is described as "the image" or "the likeness" of a god...Without doubt, the terminology employed in Genesis 2:26 is derived from regal vocabulary, which serves to elevate the king above the ordinary run of men. In the Bible this idea has become democratized. All human beings are created "in the image of God"; each person bears the stamp of royalty." Sarna, Nahum M. The JPS Torah Commentary: Genesis: The Traditional Hebrew Text with the New JPS Translation. The Jewish Publication Society, 1989, pg. 12.
In Christ, and for the gospel of the kingdom, Brett
I still remember, as a fresh-faced upstart punk on Xanga with a KJV preference and a Pentecostal upbringing my only weapons, being daunted by the debates I would encounter between the scholars here on Xanga who threw around big words (and names) that they assumed everyone had a thorough familiarity with- Reconstructionism, Rushdoony, Bahnsen, the one and the many, Gary North, presuppositionalism, theonomy, and so on and so forth. Well, after some years of study I can talk with some proficiency about Van Tillian vs. Clarkian methodology and all that lofty stuff that makes 19-year old wannabe theologians feel smart, but economics- particularly the Austrian school- has always been something I rather lagged behind in until the last year or so. The Ron Paul Revolution has stimulated some degree of interest in Austrian economics (to those willing to do the extra homework necessary to find out where he derives his fiscal policies), but now that Palin and Biden are currently hogging the spotlight, Dr. Paul has faded into the background somewhat and therefore I can safely discuss Mises and Hayek without looking like I'm just jumping on the bandwagon.
A YouTuber by the moniker of Austrolibertarian has recommended Murray Rothbard's book The Ethics of Liberty to me if I want to understand his views on the meaning of life, morality, and such. As God would have it, the text of this book in its entirety is online. I'd like to just post some passing observations on the introduction by Hans-Hermann Hoppe, and I may (as the title of this post implies) post more on Rothbard's own arguments and observations throughout the book.
Hoppe correctly diagnoses the fundamental flaw of the Chicago School of Economics:
At the time when Rothbard had restored the concept of property to its central position within economics, other economists—most notably Ronald Coase, Harold Demsetz, and Alchian—also began to redirect professional attention to the subject of property and property rights. However, the response and the lessons drawn from the simultaneous rediscovery of the centrality of the idea of property by Rothbard on the one hand, and Coase, and Alchian on the other, were categorically different.
The latter, as well as other members of the influential Chicago School of law and economics, were generally uninterested and unfamiliar with philosophy in general and political philosophy in particular. They unswervingly accepted the reigning positivistic dogma that no such thing as rational ethics is possible. Ethics was not and could not be a science, and economics was and could be a science only if and insofar as it was "positive" economics. Accordingly the rediscovery of the indispensable role of the idea of property for economic analysis could mean only that the term property had to be stripped of all normative connotations attached to it in everyday "non-scientific" discourse. As long as scarcity and hence potential interpersonal conflict exists, every society requires a well-defined set of property rights assignments. But no absolute—universally and eternally—correct and proper or false and improper way of defining or designing a set of property rights exists; and there exists no such thing as absolute rights or absolute crimes, but only alternative systems of property rights assignments describing different activities as right and wrong. Lacking any absolute ethical standards, the choice between alternative systems of property rights assignments will be made—and in cases of interpersonal conflicts should be made by government judges—based on utilitarian considerations and calculations; that is, property rights will be so assigned or reassigned that the monetary value of the output produced is thereby maximized, and in all cases of conflicting claims government judges should so assign them.
Profoundly interested in and familiar with philosophy and the history of ideas, Rothbard recognized this response from the outset as just another variant of age-old self-contradictory ethical relativism. For in claiming ethical questions to be outside the realm of science and then predicting that property rights will be assigned in accordance with utilitarian benefit considerations or should be so assigned by government judges, one is likewise proposing an ethic. It is the ethic of statism, in one or both of two forms: either it amounts to a defense of the status quo, whatever it is, on the grounds that lastingly existing rules, norms, laws, institutions, etc., must be efficient as otherwise they would already have been abandoned; or it amounts to the proposal that conflicts be resolved and property rights be assigned by state judges according to such utilitarian calculations.
Rothbard did not dispute the fact that property rights are and historically have been assigned in various ways, of course, or that the different ways in which they are assigned and reassigned have distinctly different economic consequences. In fact, his Power and Market is probably the most comprehensive economic analysis of alternative property rights arrangements to be found. Nor did he dispute the possibility or importance of monetary calculation and of evaluating alternative property rights arrangements in terms of money. Indeed, as an outspoken critic of socialism and as a monetary theorist, how could he? What Rothbard objected to was the argumentatively unsubstantiated acceptance, on the part of Coase and the Chicago law-and-economics tradition, of the positivistic dogma concerning the impossibility of a rational ethic (and by implication, their statism) and their unwillingness to even consider the possibility that the concept of property might in fact be an ineradicably normative concept which could provide the conceptual basis for a systematic reintegration of value-free economics and normative ethics.
There was little to be found in modern, contemporary political philosophy that Rothbard could lean on in support of such a contention. Owing to the dominance of the positivistic creed, ethics and political philosophy had long disappeared as a "science" or else degenerated into an analysis of the semantics of normative concepts and discourse.
Rothbard and Hoppe have correctly identified positivism as a bankrupt and indefensible excuse for a philosophical system, and the fact that it is subtly woven through the Chicago School's philosophy of economics is ultimately its downfall. The most prominent member of the Chicago School is, of course, Milton Friedman, who was one of the most able defenders of the free market in the 20th century (watch somevideos of him interacting with university students on YouTube for proof of this), and who wrote an excellent little book on Capitalism and Freedom. Yet the inherent contradiction between the position Friedman defends in his Essays in Positive Economicsand the prescriptive and ideological nature of the Chicago School's recommendations are effectively dealt with in an essay entitled "The Chicago School: Positivism or Ideal Type?" by Charles K. Wilbur and Jon D. Wisman, contained in the anthology The Methodology of Economic Thought, edited by Warren J. Samuels. Interestingly, Wilbur and Wisman note on page 154 that, thanks to Friedman and I.M.D. Little, "[l]ogical positivism, with its covering law model of explanation, has found wide acceptance among economists" and "[t]his acceptance is so widespread that an overwhelming number of current textbooks contains an introductory chapter in which a positivist methodology is espoused". I am reminded of C.S. Lewis' critique of The Control of Language: A Critical Approach to Reading and Writing by Alex King and Martin Ketley (which he refers to as "The Green Book" by Gaius and Titus) in The Abolition of Man. In challenging the position the book implicitly teaches, Lewis comments: "I do not mean, of course, that [the schoolboy using the textbook] will make any conscious inference from what he reads to a general philosophical theory that all values are subjective and trivial. The very power of Gaius and Titius depends on the fact that they are dealing with a boy: a boy who thinks he is 'doing' his 'English prep' and has no notion that ethics, theology, and politics are all at stake. It is not a theory they put into his mind, but an assumption, which ten years hence, its origin forgotten and its presence unconscious, will condition him to take one side in a controversy which he has never recognized as a controversy at all. The authors themselves, I suspect, hardly know what they are doing to the boy, and he cannot know what is being done to him." It is also worth noting that, while economists may still hold to logical positivism, philosophers- including the ones who developed it- do not. In the preface to Anthony Flew's book There is a God, Roy Abraham Varghese writes: "Logical positivism, as some might remember, was the philosophy introduced by a European group called the Vienna Circle in the early 1920s and popularized by A.J. Ayer in the English-speaking world with his 1936 work Language, Truth and Logic...As any history of philosophy will show, logical positivism did indeed come to grief by the 1950s because of its internal inconsistencies." Yet, as Wilbur and Wisman point out, Little and Friedman were defending a positivistic methodology "during the early 1950s" and since then logical positivisim has been popular among economists. They were adapting it just as philosophy was abandoning it! Hoppe is surely correct in surmising that many economists lacked philosophical interest or knowledge. As Varghese records, even Sir Alfred Ayer himself wrote in his essay "The Existence of the Soul" in the 1998 anthology Great Thinkers on Great Questions (edited by Varghese), "Logical positivism died a long time ago. I don't think much of Language, Truth, and Logic is true. I think it's full of mistakes. I think it was an important book in its time because it had a kind of cathartic effect...But when you get down to detail, I think it's full of mistakes which I spent the last fifty years correcting or trying to correct." As a side note, it's worth noting that, as Varghese notes in this same preface, "It would be fair to say that the 'new atheism' is nothing less than a regression to the logical positivist philosophy that was renounced by even its most ardent proponents." Note that Hoppe uses religious language to describe positivism, a la the fundamentalist nature of much Dawkinsian ranting. Off the bat, then, we see that Rothbard believes there is a place for normative ethics and philosophy in economics- thus leaving the door wide open for, say, Christianity.
Hoppe goes on to critique John Rawls' Theory of Justice for having, by Rawls' own admission, "define[d] the original position so that we get the desired result." "If anything useful could be found in Rawls in particular and contemporary political philosophy in general, it was only the continued recognition of the age-old universalization principle contained in the so-called Golden Rule as well as in the Kantian Categorical Imperative: that all rules aspiring to the rank of just rules must be general rules, applicable and valid for everyone without exception." On the other hand:
Rothbard sought and found support for his contention regarding the possibility of a rational ethic and the reintegration of ethics and economics based on the notion of private property in the works of the late Scholastics and, in their footsteps, such "modern" natural-rights theorists as Grotius, Pufendorf, and Locke. Building upon their work, in The Ethics of Liberty Rothbard gives the following answer to the question of what I am justified doing here and now: every person owns his own physical body as well as all nature-given goods which he puts to use with the help of his body before anyone else does; this ownership implies his right to employ these resources as one sees fit so long as one does not thereby change the physical integrity of another's property or delimit another's control over it without his consent. In particular, once a good has been first appropriated or homesteaded by "mixing one's labor" with it (Locke's phase), then ownership of it can only be acquired by means of a voluntary (contractual) transfer of its property title from a previous to a later owner. These rights are absolute. Any infringement on them is subject to lawful prosecution by the victim of this infringement or his agent, and is actionable in accordance with the principles of strict liability and the proportionality of punishment.
This is where, in my opinion, the cracks in Rothbard's hull start to squirt water. Hoppe claims that "The Ethics of Liberty represents a close realization of the age-old desideratum of rationalist philosophy of providing mankind with an ethic which, as Hugo Grotius demanded more than 300 years ago, 'even the will of an omnipotent being cannot change or abrogate' and which 'would maintain its objective validity even if we should assume—per impossibile—that there is no God or that he does not care for human affairs.'" Yet in building this system Rothbard stands on the shoulders of giants who held that the existence of the Christian God was necessary for their philosophies of property. The book opens with the following quote from Rev. Elisha Williams: "As reason tells us, all are born thus naturally equal, with an equal right to their persons, so also with an equal right to their preservation . . . and every man having a property in his own person, the labour of his body and the work of his hands are properly his own, to which no one has right but himself; it will therefore follow that when he removes anything out of the state that nature has provided and left it in, he has mixed his labour with it, and joined something to it that is his own, and thereby makes it his property. . . . Thus every man having a natural right to (or being proprietor of) his own person and his own actions and labour, which we call property, it certainly follows, that no man can have a right to the person or property of another: And if every man has a right to his person and property; he has also a right to defend them . . . and so has a right of punishing all insults upon his person and property." Williams was the rector of Yale, and in his History of Yale College Ebenezer Baldwin quotes a Dr. Doddridge, "who was intimately acquainted with him", as saying that he was "one of the most valuable men on earth" and that he was possessed of "an ardent sense of religion". The quote found in Rothbard's book is taken from Williams' sermon "The Essential Rights and Liberties of Protestants". Shortly before the quoted excerpt, Williams preaches, "God having given man an understanding to direct his actions, has given him therewith a freedom of will and liberty of acting, as properly belonging thereto, within the bounds of that law he is under", and "[t]his natural freedom is not a liberty for every one to do what he pleases without any regard to any law; for a rational creature cannot but be made under a law from its Maker: But it consists in a freedom from any superiour power on earth, and not being under the will or legislative authority of man, and having only the law of nature (or in other words, of its Maker) for his rule." So we see firstly that Williams believed reason was a proper guide for man because it was a gift of God. (The apologetic challenge to give an account for rationality is not satisfied in Rothbard's book, at least not as far as I've read.) Then we come to the quoted selection, and this time we shall see what The Ethics of Liberty has reduced to ellipses: "And as reason tells us, all are born thus naturally equal, i.e. with an equal right to their persons; so also with an equal right to their preservation; and therefore to such things as nature affords for their subsistence. For which purpose God was pleased to make a grant of the earth in common to the children of men, first to Adam and afterwards to Noah and his sons: as the Psalmist says, Psal. 115. 16. And altho’ no one has originally a private dominion exclusive of the rest of mankind in the earth or its products, as they are consider’d in this their natural state; yet since God has given these things for the use of men and given them reason also to make use thereof to the best advantage of life; there must of necessity be a means to appropriate them some way or other, before they can be of any use to any particular person. And every man having a property in his own person, the labour of his body and the work of his hands are properly his own, to which no one has right but himself; it will therefore follow that when he removes any thing out of the state that nature has provided and left it in, he has mixed his labour with it and joined something to it that is his own, and thereby makes it his property. He having removed it out of the common state nature placed it in, it hath by this labour something annexed to it that excludes the common right of others; because this labour being the unquestionable property of the labourer, no man but he can have a right to what that is once joined to, at least where there is enough and as good left in common for others. Thus every man having a natural right to (or being the proprietor of) his own person and his own actions and labour and to what he can honestly acquire by his labour, which we call property; it certainly follows, that no man can have a right to the person or property of another: And if every man has a right to his person and property; he has also a right to defend them, and a right to all the necessary means of defence, and so has a right of punishing all insults upon his person and property." In other words, Williams based his view of property- and, consequently, his view of civil government (which he is discussing) on the Biblical doctrine of man's stewardship over God's earth. Throughout his sermon, he refers to John Locke's celebrated Second Treatise of Civil Government, which reads in chapter five, "On Property": "Whether we consider natural reason, which tells us, that men, being once born, have a right to their preservation, and consequently to meat and drink, and such other things as nature affords for their subsistence: or revelation, which gives us an account of those grants God made of the world to Adam, and to Noah, and his sons, it is very clear, that God, as king David says, Psal. cxv. 16. has given the earth to the children of men; given it to mankind in common. But this being supposed, it seems to some a very great difficulty, how any one should ever come to have a property in any thing...God, who hath given the world to men in common, hath also given them reason to make use of it to the best advantage of life, and convenience. The earth, and all that is therein, is given to men for the support and comfort of their being. And tho' all the fruits it naturally produces, and beasts it feeds, belong to mankind in common, as they are produced by the spontaneous hand of nature; and no body has originally a private dominion, exclusive of the rest of mankind, in any of them, as they are thus in their natural state: yet being given for the use of men, there must of necessity be a means to appropriate them some way or other, before they can be of any use, or at all beneficial to any particular man." From here Locke develops his argument further. Notice that both Williams and Locke believe that natural reason can indicate that all men are naturally equal and tend towards self-preservation, their actual arguments relating to argument depend upon the Biblical revelation about creation ownership.
The other natural-law theorist Hoppe mentions is Samuel von Pufendorf, author of On the Duty of Man and Citizen. Yet in Book I, Chapter III, "On Natural Law", Pufendorf makes a devestatingly incisive comment that, in my opinion, absolutely paralyzes Rothbard's system; he writes, "although those precepts have manifest utility, still, if they are to have the force of law, it is necessary to presuppose that God exists, and by His providence rules all things; also that He has enjoined upon the human race that they observe those dictates of the reason, as laws promulgated by Himself by means of our natural light. For otherwise they might, to be sure, be observed perhaps, in view of their utility, like the prescriptions of physicians for the regimen of health, but not as laws; since these of necessity presuppose a superior, and in fact one who has actually undertaken the direction of another. But that God is the author of the natural law, is proved by the natural reason, if only we limit ourselves strictly to the present condition of humanity, disregarding the question whether his primitive condition was different from the present, or whence that change has come about. The nature of man is so constituted that the race cannot be preserved without the social life, and man's mind is found to be capable of all the notions which serve that end. And it is in fact clear, not only that the human race owes its origin, as do the other creatures, to God, but also that, whatever be its present state, God includes the race in the government of His providence. It follows from these arguments that God wills that man use for the conservation of his own nature those special powers which he knows are peculiarly his own, as compared with the brutes, and thus that man's life be distinguished from the lawless life of the brutes. And as this cannot be secured except by observing the natural law, we understand too that man has been obliged by God to keep the same, as a means not devised by will of man, and changeable at their discretion, but expressly ordained by God Himself, in order to insure this end. For whoever binds a man to an end, is considered to have bound him also to employ the means necessary to that end. And besides, we have evidence that the social life has been enjoined upon men by God's authority, in the fact that in no other creature do we find the religious sentiment or fear of the Deity, — a feeling which seems inconceivable in a lawless animal. Hence in the minds of men not entirely corrupt a very delicate sense is born, which convinces them that by sin against the natural law they offend Him who holds sway over the minds of men, and is to be feared even when the fear of men does not impend." The question we can pose to any atheistic system of ethics is the one Pufendorf poses to Rothbard from the grave: Yes, even if we can establish by way of natural reason that all men are equal and have an equal right to self-preservation, even if we can determine logically what man's nature is, what natural law is- why ought we to observe it? What constrains us to align the laws of our civil goverment with it?
Hoppe says of Rothbard, "His had been the dominant view of Christian rationalism and of the Enlightenment." And Rothbard attempts to vindicate himself from the charge of carrying theological baggage in chapter one, "Natural Law and Reason", by saying of the Thomistic tradition: "The statement that there is an order of natural law, in short, leaves open the problem of whether or not God has created that order; and the assertion of the viability of man's reason to discover the natural order leaves open the question of whether or not that reason was given to man by God. The assertion of an order of natural laws discoverable by reason is, by itself, neither pro- nor anti-religious." I find this defense rather faulty. Not only does it not answer Pufendorf's remarks, but it also neglects to acknowledge that St. Thomas Aquinas, along with Pufendorf, would have believed that natural law is discernible by reason because, as Romans 2:15 (which the latter quotes in that same chapter), God has written it on the hearts of men. It is that Biblical support that justifies the belief that man can discern a law without the use of specific revelation. If you remove the plank of that verse- that is to say, if you happen to agree with Aquinas that natural law can be discerned by man's unaided reason but don't use the Bible as justification for this belief- you are left in the epistemic fog of having to justify the uniformity of nature and in so doing solve the problem of induction, give an answer to the ancient Greek problem of monism vs. plurality, and even having to account for basic intelligibility. Thus Rothbard is ultimately in the same boat as Friedman: He has lots of great points but divorced from a Christian philosophical framework they all ultimately come to nothing.
Hoppe gives some excellent criticism of Robert Nozick's rebuttal to Rawls, Anarchy, State, and Utopia, and then cites these fascinating arguments:
As Rothbard explains in an unfortunately brief but centrally important passage of The Ethics of Liberty:
a proposition rises to the status of an axiom when he who denies it may be shown to be using it in the very course of the supposed refutation. Now, any person participating in any sort of discussion, including one on values, is, by virtue of so participating, alive and affirming life. For if he were really opposed to life, he would have no business in such a discussion, indeed he would have no business continuing to be alive. Hence, the supposed opponent of life really affirming it in the very process of his discussion, and hence the preservation and furtherance of one's life takes on the stature of an incontestable axiom (pp. 32–33).
As an immediate implication of this insight into the status of the principles of self-ownership and original appropriation as ethical axioms, Rothbard rejected as nonsense all notions of "animal rights." Animals are incapable of engaging in propositional exchange with humans. Indeed, it is this inability which defines them as non-rational and distinguishes them categorically from men as rational animals. Unable to communicate, and without rationality, animals are by their very nature incapable of recognizing or possessing any rights. Rothbard noted,
There is rough justice in the common quip that "we will recognize the rights of animals whenever they petition for them." The fact that animals can obviously not petition for their "rights" is part of their nature, and part of the reason why they are clearly not equivalent to, and do not possess the rights of, human beings (p. 156).
Rather than rightful moral agents, animals are objects of possible human control and appropriation. Thus Rothbard confirmed the biblical pronouncement that man had been given dominion over every living thing, in the sea, on earth, and in the sky.
I am curious what Peter Singer does with such an argument. Indeed, I personally think that Rothbard ably refutes arguments that, as men and animals are equally a part of nature, we have equal rights; and therefore I believe the only effective argument for treating animals with kindness is the Biblical prescription of just how we are to have dominion. I submit to you as an exhibit Jack Hanna, here on an old episode of anti-religious bigot Bill Maher's original show "Politically Incorrect". I recently found out that Mr. Hanna is a devout Christian and an active member of New Hope Reformed Church:
In Christ, and for the gospel of the kingdom, Brett